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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXU icon
426
ProShares UltraPro Short S&P 500
SPXU
$388M
$130K 0.01%
150
– –
FIS icon
427
Fidelity National Information Services
FIS
$22.1B
$128K 0.01%
874
+129
+17% +$18.6K
XBI icon
428
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$128K 0.01%
1,150
-2,527
-69% -$283K
COR icon
429
Cencora
COR
$63.7B
$127K 0.01%
1,316
+114
+9% +$11.3K
ITM icon
430
VanEck Intermediate Muni ETF
ITM
$2.13B
$127K 0.01%
2,485
– –
XLV icon
431
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$127K 0.01%
1,213
– –
TXT icon
432
Textron
TXT
$15.2B
$126K 0.01%
3,500
– –
MCHP icon
433
Microchip Technology
MCHP
$44B
$125K 0.01%
2,436
– –
ATO icon
434
Atmos Energy
ATO
$28.6B
$124K 0.01%
1,299
– –
TRV icon
435
Travelers Companies
TRV
$78.3B
$124K 0.01%
1,152
+28
+2% +$3.21K
ESG icon
436
FlexShares STOXX US ESG Select Index Fund
ESG
$136M
$122K 0.01%
1,510
-260
-15% -$20.9K
CME icon
437
CME Group
CME
$93.2B
$121K 0.01%
726
-348
-32% -$58.6K
NHI icon
438
National Health Investors
NHI
$3.39B
$121K 0.01%
2,013
– –
SMOG icon
439
VanEck Low Carbon Energy ETF
SMOG
$133M
$121K 0.01%
1,101
– –
AWK icon
440
American Water Works
AWK
$27B
$120K 0.01%
832
– –
LHX icon
441
L3Harris
LHX
$53.3B
$120K 0.01%
712
+7
+1% +$1.23K
PBW icon
442
Invesco WilderHill Clean Energy ETF
PBW
$463M
$120K 0.01%
1,983
– –
HYLB icon
443
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$119K 0.01%
3,116
-250,009
-99% -$9.64M
PXF icon
444
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$118K 0.01%
3,348
-26
-0.8% -$942
GWW icon
445
W.W. Grainger
GWW
$61.3B
$117K 0.01%
328
– –
ET icon
446
Energy Transfer Partners
ET
$71.6B
$116K 0.01%
21,488
-3,118
-13% -$19.8K
LIN icon
447
Linde
LIN
$226B
$116K 0.01%
489
-3
-0.6% -$727
VIS icon
448
Vanguard Industrials ETF
VIS
$8.49B
$116K 0.01%
808
– –
XLB icon
449
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$116K 0.01%
3,656
+3,266
+837% +$101K
PHYS icon
450
Sprott Physical Gold
PHYS
$15.8B
$115K 0.01%
7,671
+3,221
+72% +$49.2K
16 17
18
19 20

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.