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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
426
AB InBev
BUD
$165B
$62K 0.01%
475
+1
+0.2% +$126
FDX icon
427
FedEx
FDX
$75.4B
$62K 0.01%
359
– –
VTRS icon
428
Viatris
VTRS
$18.9B
$62K 0.01%
1,639
– –
CAG icon
429
Conagra Brands
CAG
$7.23B
$61K 0.01%
1,665
– –
FDN icon
430
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$61K 0.01%
751
– –
BIDU icon
431
Baidu
BIDU
$37.2B
$60K 0.01%
331
-3
-0.9% -$519
FULT icon
432
Fulton Financial
FULT
$4.64B
$60K 0.01%
4,166
– –
TROW icon
433
T. Rowe Price
TROW
$24.3B
$60K 0.01%
913
+660
+261% +$46K
BSX icon
434
Boston Scientific
BSX
$71.5B
$59K 0.01%
2,500
– –
CRM icon
435
Salesforce
CRM
$158B
$59K 0.01%
830
– –
VFC icon
436
VF Corp
VFC
$5.89B
$59K 0.01%
1,127
– –
FIS icon
437
Fidelity National Information Services
FIS
$22.1B
$58K 0.01%
760
+140
+23% +$10.9K
CELG
438
DELISTED
Celgene Corp
CELG
$58K 0.01%
564
– –
SHPG
439
DELISTED
Shire pic
SHPG
$58K 0.01%
303
-99
-25% -$19.3K
MKL icon
440
Markel Group
MKL
$23.2B
$57K 0.01%
62
+5
+9% +$4.67K
WAT icon
441
Waters Corp
WAT
$39.9B
$57K 0.01%
365
– –
TFCF
442
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$57K 0.01%
2,341
-97
-4% -$2.53K
WPC icon
443
W.P. Carey
WPC
$16.4B
$56K 0.01%
+894
New +$59.7K
DVN icon
444
Devon Energy
DVN
$47.3B
$55K 0.01%
1,251
+130
+12% +$5.28K
NNC
445
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$55K 0.01%
3,933
-80
-2% -$1.18K
EL icon
446
Estee Lauder
EL
$32B
$54K 0.01%
621
– –
RWR icon
447
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$54K 0.01%
557
– –
TSM icon
448
TSMC
TSM
$2.18T
$54K 0.01%
1,772
-30
-2% -$858
PFG icon
449
Principal Financial Group
PFG
$24.3B
$53K 0.01%
1,039
– –
EQAL icon
450
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$52K 0.01%
2,000
– –
16 17
18
19 20

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.