CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BIDU icon
426
Baidu
BIDU
$35.1B
$55K 0.01%
334
+38
+13% +$6.26K
RWR icon
427
SPDR Dow Jones REIT ETF
RWR
$1.84B
$55K 0.01%
557
– –
CELG
428
DELISTED
Celgene Corp
CELG
$55K 0.01%
564
-16
-3% -$1.56K
ATO icon
429
Atmos Energy
ATO
$26.7B
$54K 0.01%
674
– –
FDN icon
430
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.31B
$54K 0.01%
751
– –
FDX icon
431
FedEx
FDX
$53.7B
$54K 0.01%
359
+100
+39% +$15K
MKL icon
432
Markel Group
MKL
$24.2B
$54K 0.01%
57
– –
TSLA icon
433
Tesla
TSLA
$1.13T
$54K 0.01%
3,840
+300
+8% +$4.22K
VOX icon
434
Vanguard Communication Services ETF
VOX
$5.82B
$54K 0.01%
553
– –
JWN
435
DELISTED
Nordstrom
JWN
$53K 0.01%
1,412
– –
FLOT icon
436
iShares Floating Rate Bond ETF
FLOT
$9.12B
$52K 0.01%
1,045
– –
MMC icon
437
Marsh & McLennan
MMC
$100B
$52K 0.01%
762
– –
RDOG icon
438
ALPS REIT Dividend Dogs ETF
RDOG
$13.3M
$52K 0.01%
1,173
+11
+0.9% +$488
HSBC.PRA
439
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$52K 0.01%
2,040
– –
DON icon
440
WisdomTree US MidCap Dividend Fund
DON
$3.84B
$51K 0.01%
1,725
– –
NWN icon
441
Northwest Natural Holdings
NWN
$1.71B
$51K 0.01%
800
– –
WAT icon
442
Waters Corp
WAT
$18.2B
$51K 0.01%
365
– –
EQAL icon
443
Invesco Russell 1000 Equal Weight ETF
EQAL
$691M
$50K 0.01%
2,000
– –
IBND icon
444
SPDR Bloomberg International Corporate Bond ETF
IBND
$449M
$50K 0.01%
1,539
+355
+30% +$11.5K
YORW icon
445
York Water
YORW
$447M
$50K 0.01%
1,575
– –
RBS.PRR
446
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$50K 0.01%
+2,000
New +$50K
DG icon
447
Dollar General
DG
$24.1B
$50K 0.01%
534
– –
EMN icon
448
Eastman Chemical
EMN
$7.93B
$50K 0.01%
739
– –
DLR icon
449
Digital Realty Trust
DLR
$55.7B
$49K 0.01%
457
– –
COF icon
450
Capital One
COF
$142B
$48K 0.01%
763
-385
-34% -$24.2K
16 17
18
19 20