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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGEN icon
401
Repligen
RGEN
$9.3B
$147K 0.01%
1,000
– –
DOV icon
402
Dover
DOV
$28.1B
$146K 0.01%
1,350
– –
IWO icon
403
iShares Russell 2000 Growth ETF
IWO
$14.9B
$145K 0.01%
656
-8
-1% -$1.75K
NUAG icon
404
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.4M
$145K 0.01%
5,676
– –
VTIP icon
405
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$145K 0.01%
2,852
+311
+12% +$15.8K
IDXX icon
406
Idexx Laboratories
IDXX
$46.2B
$144K 0.01%
368
+99
+37% +$36.6K
SHOP icon
407
Shopify
SHOP
$196B
$144K 0.01%
1,410
+160
+13% +$15.9K
ROK icon
408
Rockwell Automation
ROK
$49.6B
$143K 0.01%
649
+53
+9% +$11.8K
VTR icon
409
Ventas
VTR
$44.6B
$143K 0.01%
3,417
– –
PNC icon
410
PNC Financial Services
PNC
$101B
$142K 0.01%
1,297
-1,129
-47% -$121K
PSA icon
411
Public Storage
PSA
$60.7B
$142K 0.01%
640
-35
-5% -$7.15K
JETS icon
412
US Global Jets ETF
JETS
$827M
$140K 0.01%
8,292
-1,081
-12% -$18.4K
QCLN icon
413
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$628M
$140K 0.01%
3,164
– –
WTRG icon
414
Essential Utilities
WTRG
$11.4B
$140K 0.01%
3,502
+2
+0.1% +$86
VGLT icon
415
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$139K 0.01%
+1,398
New +$141K
JSML icon
416
Janus Henderson Small Cap Growth Alpha ETF
JSML
$378M
$138K 0.01%
2,930
– –
WELL icon
417
Welltower
WELL
$163B
$136K 0.01%
2,485
– –
GBIL icon
418
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$134K 0.01%
1,341
-340
-20% -$34.2K
MAR icon
419
Marriott International
MAR
$91.1B
$134K 0.01%
1,449
– –
ANSS
420
DELISTED
Ansys
ANSS
$133K 0.01%
407
-3
-0.7% -$940
F icon
421
Ford
F
$55.7B
$132K 0.01%
19,825
-3,590
-15% -$24.3K
MET icon
422
MetLife
MET
$61.5B
$132K 0.01%
3,574
+189
+6% +$7.17K
FLTR icon
423
VanEck IG Floating Rate ETF
FLTR
$3.04B
$131K 0.01%
5,212
– –
ROST icon
424
Ross Stores
ROST
$80.8B
$131K 0.01%
1,403
+23
+2% +$2.06K
SCHF icon
425
Schwab International Equity ETF
SCHF
$68.5B
$130K 0.01%
8,316
+8,194
+6,716% +$129K
15 16
17
18 19

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.