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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTEC icon
401
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$166K 0.01%
5,183
-492
-9% -$15.1K
HSCZ icon
402
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$257M
$166K 0.01%
5,400
– –
TXT icon
403
Textron
TXT
$15.4B
$165K 0.01%
3,700
– –
NHI icon
404
National Health Investors
NHI
$3.65B
$164K 0.01%
2,013
– –
WTRG icon
405
Essential Utilities
WTRG
$11.4B
$164K 0.01%
3,495
– –
JSML icon
406
Janus Henderson Small Cap Growth Alpha ETF
JSML
$379M
$162K 0.01%
3,465
– –
PH icon
407
Parker-Hannifin
PH
$135B
$162K 0.01%
788
+781
+11,157% +$151K
KBWB icon
408
Invesco KBW Bank ETF
KBWB
$6.73B
$161K 0.01%
+2,777
New +$153K
AZN icon
409
AstraZeneca
AZN
$250B
$158K 0.01%
1,587
+17
+1% +$1.6K
MGC icon
410
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$158K 0.01%
1,418
-62
-4% -$6.62K
TRV icon
411
Travelers Companies
TRV
$80.2B
$158K 0.01%
1,154
– –
VIS icon
412
Vanguard Industrials ETF
VIS
$8.48B
$158K 0.01%
1,033
+225
+28% +$33.8K
ICLN icon
413
iShares Global Clean Energy ETF
ICLN
$2.1B
$157K 0.01%
13,388
– –
MCK icon
414
McKesson
MCK
$101B
$157K 0.01%
1,136
+128
+13% +$18.1K
NKSH icon
415
National Bankshares
NKSH
$268M
$157K 0.01%
3,500
– –
ZD icon
416
Ziff Davis
ZD
$1.98B
$157K 0.01%
1,931
+1,905
+7,327% +$157K
PRAH
417
DELISTED
PRA Health Sciences, Inc.
PRAH
$156K 0.01%
1,410
– –
DOV icon
418
Dover
DOV
$28.4B
$155K 0.01%
1,350
+233
+21% +$25K
PSA icon
419
Public Storage
PSA
$61.3B
$154K 0.01%
723
+8
+1% +$1.77K
MET icon
420
MetLife
MET
$62.1B
$153K 0.01%
3,019
-31
-1% -$1.5K
THFF icon
421
First Financial Corp
THFF
$969M
$153K 0.01%
3,361
-223
-6% -$9.84K
ORLY icon
422
O'Reilly Automotive
ORLY
$76.3B
$152K 0.01%
5,235
+1,200
+30% +$34.3K
UL icon
423
Unilever
UL
$136B
$152K 0.01%
2,364
+89
+4% +$5.91K
WY icon
424
Weyerhaeuser
WY
$18.4B
$151K 0.01%
5,008
+2
+0% +$58
MRGR icon
425
ProShares Merger ETF
MRGR
$15.9M
$146K 0.01%
3,819
-30,368
-89% -$1.15M
15 16
17
18 19

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.