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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLN icon
401
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$85K 0.01%
2,000
– –
GWW icon
402
W.W. Grainger
GWW
$60.2B
$85K 0.01%
307
– –
MA icon
403
Mastercard
MA
$493B
$85K 0.01%
446
-38
-8% -$7.55K
SJM icon
404
J.M. Smucker
SJM
$12.8B
$85K 0.01%
883
– –
SPGI icon
405
S&P Global
SPGI
$120B
$84K 0.01%
484
-16
-3% -$2.87K
APC
406
DELISTED
Anadarko Petroleum
APC
$84K 0.01%
1,788
+1
+0.1% +$56
APD icon
407
Air Products & Chemicals
APD
$67.6B
$83K 0.01%
524
-2
-0.4% -$317
DG icon
408
Dollar General
DG
$27.9B
$83K 0.01%
735
+304
+71% +$32.9K
MCHP icon
409
Microchip Technology
MCHP
$46B
$83K 0.01%
2,350
+14
+0.6% +$494
MRSH
410
Marsh
MRSH
$91.5B
$83K 0.01%
1,037
+2
+0.2% +$167
IGC icon
411
IGC Pharma
IGC
$26.8M
$82K 0.01%
216,000
+1,000
+0.5% +$5.11K
IYM icon
412
iShares US Basic Materials ETF
IYM
$1.02B
$82K 0.01%
963
– –
NVO
413
Novo Nordisk
NVO
$209B
$82K 0.01%
3,480
– –
VYMI icon
414
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$82K 0.01%
1,424
– –
LSI
415
DELISTED
Life Storage, Inc.
LSI
$82K 0.01%
1,350
– –
EL icon
416
Estee Lauder
EL
$32B
$81K 0.01%
621
– –
BNDX icon
417
Vanguard Total International Bond ETF
BNDX
$83.1B
$80K 0.01%
1,490
+193
+15% +$10.5K
VMC icon
418
Vulcan Materials
VMC
$36.9B
$80K 0.01%
779
-502
-39% -$50.9K
EZU icon
419
iShare MSCI Eurozone ETF
EZU
$9.91B
$79K 0.01%
2,232
– –
GS icon
420
Goldman Sachs
GS
$303B
$79K 0.01%
449
-203
-31% -$41K
JCI icon
421
Johnson Controls International
JCI
$92.2B
$79K 0.01%
2,504
+11
+0.4% +$363
WTRG icon
422
Essential Utilities
WTRG
$11.4B
$78K 0.01%
2,363
– –
ANSS
423
DELISTED
Ansys
ANSS
$77K 0.01%
527
+142
+37% +$22.1K
FHN icon
424
First Horizon
FHN
$12.1B
$77K 0.01%
5,549
+71
+1% +$1.1K
RIO icon
425
Rio Tinto
RIO
$164B
$77K 0.01%
1,562
– –
15 16
17
18 19

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6M
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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.