CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MEAR icon
401
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.23B
$72K 0.01%
1,450
– –
AET
402
DELISTED
Aetna Inc
AET
$72K 0.01%
630
+11
+2% +$1.26K
UL icon
403
Unilever
UL
$154B
$71K 0.01%
1,506
-6
-0.4% -$283
VKI icon
404
Invesco Advantage Municipal Income Trust II
VKI
$383M
$71K 0.01%
5,850
– –
EV
405
DELISTED
Eaton Vance Corp.
EV
$71K 0.01%
1,840
– –
EZU icon
406
iShare MSCI Eurozone ETF
EZU
$7.92B
$70K 0.01%
2,055
-320
-13% -$10.9K
HAL icon
407
Halliburton
HAL
$18.9B
$70K 0.01%
1,561
-245
-14% -$11K
IVE icon
408
iShares S&P 500 Value ETF
IVE
$40.9B
$70K 0.01%
740
– –
VYM icon
409
Vanguard High Dividend Yield ETF
VYM
$64.7B
$70K 0.01%
979
– –
EXC icon
410
Exelon
EXC
$43.6B
$69K 0.01%
2,923
-4
-0.1% -$94
CINF icon
411
Cincinnati Financial
CINF
$23.8B
$68K 0.01%
907
+66
+8% +$4.95K
CMS icon
412
CMS Energy
CMS
$21.2B
$68K 0.01%
1,619
-2
-0.1% -$84
FPE icon
413
First Trust Preferred Securities and Income ETF
FPE
$6.16B
$68K 0.01%
3,500
+1,400
+67% +$27.2K
COF icon
414
Capital One
COF
$142B
$67K 0.01%
938
+175
+23% +$12.5K
ITM icon
415
VanEck Intermediate Muni ETF
ITM
$1.97B
$67K 0.01%
1,365
– –
IWR icon
416
iShares Russell Mid-Cap ETF
IWR
$44.7B
$67K 0.01%
1,556
-152
-9% -$6.55K
MMC icon
417
Marsh & McLennan
MMC
$98.4B
$67K 0.01%
998
+236
+31% +$15.8K
IWM icon
418
iShares Russell 2000 ETF
IWM
$66.8B
$66K 0.01%
535
-9
-2% -$1.11K
LCTX icon
419
Lineage Cell Therapeutics
LCTX
$285M
$66K 0.01%
19,431
– –
UAA icon
420
Under Armour
UAA
$2.14B
$66K 0.01%
1,717
+100
+6% +$3.84K
TSLA icon
421
Tesla
TSLA
$1.13T
$65K 0.01%
4,815
+975
+25% +$13.2K
VB icon
422
Vanguard Small-Cap ETF
VB
$67B
$65K 0.01%
+534
New +$65K
CEF icon
423
Sprott Physical Gold and Silver Trust
CEF
$6.57B
$64K 0.01%
4,656
– –
MKC icon
424
McCormick & Company Non-Voting
MKC
$18.4B
$64K 0.01%
1,300
– –
BBDC icon
425
Barings BDC
BBDC
$1B
$63K 0.01%
3,200
-1,900
-37% -$37.4K
15 16
17
18 19