We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
401
PayPal
PYPL
$50.5B
$68K 0.01%
1,884
-111
-6% -$4.24K
VCR icon
402
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$68K 0.01%
563
– –
WY icon
403
Weyerhaeuser
WY
$18.5B
$68K 0.01%
2,301
– –
ITM icon
404
VanEck Intermediate Muni ETF
ITM
$2.15B
$67K 0.01%
1,365
– –
DATA
405
DELISTED
Tableau Software, Inc.
DATA
$66K 0.01%
1,354
– –
TFCF
406
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$66K 0.01%
2,438
– –
CRM icon
407
Salesforce
CRM
$157B
$65K 0.01%
830
+60
+8% +$4.71K
VFC icon
408
VF Corp
VFC
$5.85B
$65K 0.01%
1,127
-39
-3% -$2.31K
EV
409
DELISTED
Eaton Vance Corp.
EV
$65K 0.01%
1,840
-1,370
-43% -$48.1K
CEF icon
410
Sprott Physical Gold and Silver Trust
CEF
$8.04B
$64K 0.01%
4,656
+300
+7% +$3.86K
UAA icon
411
Under Armour
UAA
$2.58B
$64K 0.01%
1,617
-437
-21% -$17.5K
IAT icon
412
iShares US Regional Banks ETF
IAT
$682M
$63K 0.01%
1,965
+1,865
+1,865% +$62.1K
YDKN
413
DELISTED
Yadkin Financial Corporation
YDKN
$63K 0.01%
2,514
– –
BUD icon
414
AB InBev
BUD
$165B
$62K 0.01%
474
+37
+8% +$4.66K
CINF icon
415
Cincinnati Financial
CINF
$27.2B
$62K 0.01%
841
– –
IWM icon
416
iShares Russell 2000 ETF
IWM
$83B
$62K 0.01%
544
+141
+35% +$15.9K
XYL icon
417
Xylem
XYL
$28.1B
$62K 0.01%
1,400
– –
CAG icon
418
Conagra Brands
CAG
$7.22B
$61K 0.01%
1,665
+64
+4% +$2.28K
CPB icon
419
Campbell Soup
CPB
$6.92B
$61K 0.01%
930
– –
BABA icon
420
Alibaba
BABA
$308B
$59K 0.01%
750
+150
+25% +$11.7K
NNC
421
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$59K 0.01%
4,013
– –
BSX icon
422
Boston Scientific
BSX
$71.3B
$58K 0.01%
2,500
– –
HES
423
DELISTED
Hess
HES
$58K 0.01%
978
+26
+3% +$1.51K
EL icon
424
Estee Lauder
EL
$32.1B
$56K 0.01%
621
– –
FULT icon
425
Fulton Financial
FULT
$4.66B
$56K 0.01%
4,166
– –
15 16
17
18 19

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.