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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
401
Vanguard Health Care ETF
VHT
$18.7B
$51K 0.01%
386
-100
-21% -$13K
XYL icon
402
Xylem
XYL
$28.1B
$51K 0.01%
1,400
– –
COL
403
DELISTED
Rockwell Collins
COL
$51K 0.01%
554
– –
PLPC icon
404
Preformed Line Products
PLPC
$2.28B
$50K 0.01%
1,200
-100
-8% -$4.16K
UAA icon
405
Under Armour
UAA
$2.6B
$50K 0.01%
1,254
+136
+12% +$6.2K
USIG icon
406
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$50K 0.01%
944
– –
EMN icon
407
Eastman Chemical
EMN
$8.42B
$49K 0.01%
730
– –
MBB icon
408
iShares MBS ETF
MBB
$39.1B
$49K 0.01%
458
+35
+8% +$3.81K
WAT icon
409
Waters Corp
WAT
$39.9B
$49K 0.01%
365
– –
WBA
410
DELISTED
Walgreens Boots Alliance
WBA
$49K 0.01%
585
– –
KEY icon
411
KeyCorp
KEY
$24.4B
$48K 0.01%
3,710
– –
SNY icon
412
Sanofi
SNY
$104B
$48K 0.01%
1,135
– –
BGC icon
413
BGC Group
BGC
$4.89B
$47K 0.01%
7,578
+28
+0.4% +$161
CORP icon
414
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$47K 0.01%
481
+191
+66% +$19.1K
EQAL icon
415
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$47K 0.01%
2,000
-5,000
-71% -$120K
PCL
416
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$47K 0.01%
1,000
– –
FDX icon
417
FedEx
FDX
$75.4B
$46K 0.01%
309
-2
-0.6% -$309
PFG icon
418
Principal Financial Group
PFG
$24.3B
$46K 0.01%
1,039
– –
VDC icon
419
Vanguard Consumer Staples ETF
VDC
$7.97B
$46K 0.01%
359
– –
VOX icon
420
Vanguard Communication Services ETF
VOX
$5.85B
$46K 0.01%
553
– –
CDK
421
DELISTED
CDK Global, Inc.
CDK
$46K 0.01%
977
+35
+4% +$1.7K
CART
422
DELISTED
Carolina Trust BancShares
CART
$46K 0.01%
7,500
– –
EQR icon
423
Equity Residential
EQR
$25.1B
$45K 0.01%
556
– –
IWM icon
424
iShares Russell 2000 ETF
IWM
$81.9B
$45K 0.01%
403
-69
-15% -$7.96K
VOO icon
425
Vanguard S&P 500 ETF
VOO
$1.03T
$45K 0.01%
244
– –
15 16
17
18 19

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.