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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
376
Fastenal
FAST
$60.6B
$160K 0.01%
7,114
-2,300
-24% -$52.9K
FDN icon
377
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$160K 0.01%
853
-239
-22% -$44.1K
DG icon
378
Dollar General
DG
$26.5B
$159K 0.01%
762
-12
-2% -$2.36K
HSCZ icon
379
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$256M
$156K 0.01%
5,400
– –
BSX icon
380
Boston Scientific
BSX
$74B
$155K 0.01%
4,070
– –
AZN icon
381
AstraZeneca
AZN
$247B
$154K 0.01%
1,407
-341
-20% -$37.9K
EDV icon
382
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
$154K 0.01%
+936
New +$158K
XHB icon
383
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$154K 0.01%
+2,862
New +$145K
CNI icon
384
Canadian National Railway
CNI
$76.1B
$153K 0.01%
1,442
– –
IAT icon
385
iShares US Regional Banks ETF
IAT
$681M
$153K 0.01%
4,682
– –
UL icon
386
Unilever
UL
$134B
$153K 0.01%
2,219
– –
PRAH
387
DELISTED
PRA Health Sciences, Inc.
PRAH
$153K 0.01%
1,510
– –
IMKTA icon
388
Ingles Markets
IMKTA
$1.64B
$152K 0.01%
4,000
– –
POCT icon
389
Innovator US Equity Power Buffer ETF October
POCT
$973M
$152K 0.01%
+5,769
New +$149K
ALLY icon
390
Ally Financial
ALLY
$13.4B
$151K 0.01%
6,029
-10,000
-62% -$224K
FAZ
391
Direxion Daily Financial Bear 3x ETF
FAZ
$85.3M
$151K 0.01%
125
– –
IWR icon
392
iShares Russell Mid-Cap ETF
IWR
$57.7B
$151K 0.01%
2,638
– –
MCK icon
393
McKesson
MCK
$104B
$151K 0.01%
1,016
– –
PH icon
394
Parker-Hannifin
PH
$135B
$151K 0.01%
750
– –
WY icon
395
Weyerhaeuser
WY
$18.1B
$151K 0.01%
5,303
– –
ACWI icon
396
iShares MSCI ACWI ETF
ACWI
$33.3B
$149K 0.01%
1,872
-2,987
-61% -$237K
EL icon
397
Estee Lauder
EL
$31.6B
$149K 0.01%
684
+184
+37% +$37.9K
ORLY icon
398
O'Reilly Automotive
ORLY
$75.2B
$149K 0.01%
4,875
-45
-0.9% -$1.37K
NULV icon
399
Nuveen ESG Large-Cap Value ETF
NULV
$2.29B
$148K 0.01%
5,121
– –
WBA
400
DELISTED
Walgreens Boots Alliance
WBA
$148K 0.01%
4,125
+2,709
+191% +$106K
14 15
16
17 18

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.