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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
376
Constellation Brands
STZ
$23.2B
$193K 0.02%
932
-50
-5% -$10K
SPMD icon
377
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$190K 0.02%
5,631
-6,009
-52% -$203K
CPAY icon
378
Corpay
CPAY
$25.7B
$188K 0.02%
656
+639
+3,759% +$186K
CDC icon
379
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$187K 0.02%
4,024
-561
-12% -$25.5K
YUMC icon
380
Yum China
YUMC
$16.3B
$185K 0.02%
4,091
-119
-3% -$5.31K
ALGN icon
381
Align Technology
ALGN
$12.3B
$184K 0.02%
1,021
-45
-4% -$9.36K
MDY icon
382
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$184K 0.02%
523
-37
-7% -$13K
PAYX icon
383
Paychex
PAYX
$42.7B
$184K 0.02%
2,232
+300
+16% +$24.9K
PDN icon
384
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
$184K 0.02%
6,258
-290
-4% -$8.51K
TIP icon
385
iShares TIPS Bond ETF
TIP
$14.7B
$183K 0.02%
1,579
-305
-16% -$35.4K
GLW icon
386
Corning
GLW
$143B
$181K 0.02%
6,379
+367
+6% +$11K
IYR icon
387
iShares US Real Estate ETF
IYR
$4.57B
$181K 0.02%
1,938
-389
-17% -$35.4K
TXT icon
388
Textron
TXT
$15.4B
$181K 0.02%
3,700
– –
FAST icon
389
Fastenal
FAST
$59.5B
$180K 0.02%
11,076
-74
-0.7% -$1.15K
MAR icon
390
Marriott International
MAR
$92.3B
$180K 0.02%
1,451
-312
-18% -$41.4K
MASI
391
DELISTED
Masimo
MASI
$175K 0.02%
+1,181
New +$179K
PSA icon
392
Public Storage
PSA
$61.3B
$175K 0.02%
715
– –
VGSH icon
393
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$174K 0.02%
2,868
+328
+13% +$20K
VYM icon
394
Vanguard High Dividend Yield ETF
VYM
$83.5B
$174K 0.02%
1,966
– –
TRV icon
395
Travelers Companies
TRV
$80.2B
$171K 0.01%
1,154
– –
BSX icon
396
Boston Scientific
BSX
$71.5B
$170K 0.01%
4,200
– –
DG icon
397
Dollar General
DG
$27.9B
$170K 0.01%
1,073
+199
+23% +$28.8K
AON icon
398
Aon
AON
$76B
$169K 0.01%
876
-1,373
-61% -$265K
OUSM icon
399
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$167K 0.01%
6,010
– –
FNB icon
400
FNB Corp
FNB
$6.75B
$165K 0.01%
14,337
-1,811
-11% -$20.5K
14 15
16
17 18

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.