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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
376
Fastenal
FAST
$59.5B
$96K 0.01%
7,360
-20
-0.3% -$271
FXG icon
377
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$96K 0.01%
2,229
– –
AGGP
378
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$96K 0.01%
5,070
-96,856
-95% -$1.83M
AZN icon
379
AstraZeneca
AZN
$250B
$95K 0.01%
1,235
-54
-4% -$4.22K
BSX icon
380
Boston Scientific
BSX
$71.5B
$94K 0.01%
2,748
-17
-0.6% -$617
CMI icon
381
Cummins
CMI
$88.7B
$94K 0.01%
694
– –
PSA icon
382
Public Storage
PSA
$61.3B
$93K 0.01%
479
+1
+0.2% +$204
TIPZ icon
383
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$93K 0.01%
1,658
– –
USMF icon
384
WisdomTree US Multifactor Fund
USMF
$303M
$93K 0.01%
3,500
– –
ALTY icon
385
Global X Alternative Income ETF
ALTY
$45.5M
$92K 0.01%
6,671
– –
CME icon
386
CME Group
CME
$94.8B
$92K 0.01%
505
– –
HEFA icon
387
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$92K 0.01%
3,510
+1,635
+87% +$45.5K
PRU icon
388
Prudential Financial
PRU
$41.8B
$92K 0.01%
1,084
-100
-8% -$9.21K
L icon
389
Loews
L
$23.6B
$91K 0.01%
2,000
– –
PGHY icon
390
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$91K 0.01%
4,015
+3
+0.1% +$69
MMP
391
DELISTED
Magellan Midstream Partners, L.P.
MMP
$91K 0.01%
1,514
– –
ARCC icon
392
Ares Capital
ARCC
$14.4B
$90K 0.01%
5,654
– –
ULTA icon
393
Ulta Beauty
ULTA
$24.3B
$89K 0.01%
329
– –
AVGO icon
394
Broadcom
AVGO
$2.04T
$88K 0.01%
3,730
– –
IMKTA icon
395
Ingles Markets
IMKTA
$1.67B
$88K 0.01%
3,000
– –
PFF icon
396
iShares Preferred and Income Securities ETF
PFF
$13.2B
$88K 0.01%
2,532
+179
+8% +$6.34K
IJS icon
397
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$86K 0.01%
1,258
– –
NOBL icon
398
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$86K 0.01%
2,832
+1,324
+88% +$42.2K
VOO icon
399
Vanguard S&P 500 ETF
VOO
$1.03T
$86K 0.01%
371
-142
-28% -$35.2K
AIVL icon
400
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$85K 0.01%
1,070
– –
14 15
16
17 18

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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.