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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
376
iShares Preferred and Income Securities ETF
PFF
$13.2B
$98K 0.01%
2,546
+139
+6% +$5.42K
XEL icon
377
Xcel Energy
XEL
$48.1B
$98K 0.01%
2,065
-300
-13% -$14.4K
ACN icon
378
Accenture
ACN
$105B
$97K 0.01%
717
-36
-5% -$4.69K
FTS icon
379
Fortis
FTS
$28.6B
$97K 0.01%
2,706
– –
IVE icon
380
iShares S&P 500 Value ETF
IVE
$49.6B
$97K 0.01%
894
+104
+13% +$11K
DTE icon
381
DTE Energy
DTE
$29.1B
$96K 0.01%
1,058
– –
AIVL icon
382
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$95K 0.01%
1,115
-50
-4% -$4.14K
EW icon
383
Edwards Lifesciences
EW
$51.5B
$95K 0.01%
2,556
+156
+7% +$5.95K
FDUS icon
384
Fidus Investment
FDUS
$781M
$95K 0.01%
5,960
– –
CMI icon
385
Cummins
CMI
$88.7B
$94K 0.01%
552
-150
-21% -$24.3K
ARCC icon
386
Ares Capital
ARCC
$14.1B
$93K 0.01%
5,654
-5,895
-51% -$95.4K
EV
387
DELISTED
Eaton Vance Corp.
EV
$93K 0.01%
1,875
+35
+2% +$1.67K
DOL icon
388
WisdomTree True Developed International Fund
DOL
$838M
$92K 0.01%
1,880
– –
IYE icon
389
iShares US Energy ETF
IYE
$1.72B
$92K 0.01%
2,460
-2,100
-46% -$74.7K
OHI icon
390
Omega Healthcare
OHI
$14.8B
$91K 0.01%
2,893
– –
BTI icon
391
British American Tobacco
BTI
$127B
$90K 0.01%
1,478
+1,077
+269% +$69.5K
FAST icon
392
Fastenal
FAST
$58.3B
$90K 0.01%
7,864
-39,128
-83% -$422K
NLY icon
393
Annaly Capital Management
NLY
$17.1B
$90K 0.01%
1,818
-16
-0.9% -$783
IYH icon
394
iShares US Healthcare ETF
IYH
$3.5B
$89K 0.01%
2,575
+5
+0.2% +$169
EZU icon
395
iShare MSCI Eurozone ETF
EZU
$9.84B
$88K 0.01%
2,055
– –
PFIG icon
396
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$88K 0.01%
3,450
– –
COR icon
397
Cencora
COR
$63.2B
$87K 0.01%
1,045
– –
DLN icon
398
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$87K 0.01%
2,000
– –
CCI icon
399
Crown Castle
CCI
$32.7B
$86K 0.01%
847
– –
XYLD icon
400
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$85K 0.01%
1,715
– –
14 15
16
17 18

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RFA
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CCT
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.