CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHR icon
376
Danaher
DHR
$140B
$84K 0.01%
1,222
-211
-15% -$14.5K
DTE icon
377
DTE Energy
DTE
$28B
$84K 0.01%
+1,058
New +$84K
WBA
378
DELISTED
Walgreens Boots Alliance
WBA
$84K 0.01%
1,046
+161
+18% +$12.9K
XEL icon
379
Xcel Energy
XEL
$42.7B
$84K 0.01%
2,065
– –
FCX icon
380
Freeport-McMoran
FCX
$64.3B
$83K 0.01%
7,693
+310
+4% +$3.35K
VTIP icon
381
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$83K 0.01%
1,682
+1,200
+249% +$59.2K
MPC icon
382
Marathon Petroleum
MPC
$55.9B
$82K 0.01%
2,037
-4
-0.2% -$161
MBB icon
383
iShares MBS ETF
MBB
$41.4B
$81K 0.01%
736
+20
+3% +$2.2K
DE icon
384
Deere & Co
DE
$129B
$80K 0.01%
945
+105
+13% +$8.89K
LSI
385
DELISTED
Life Storage, Inc.
LSI
$80K 0.01%
1,350
– –
BABA icon
386
Alibaba
BABA
$344B
$79K 0.01%
750
– –
QEP
387
DELISTED
QEP RESOURCES, INC.
QEP
$78K 0.01%
4,000
– –
DLN icon
388
WisdomTree US LargeCap Dividend Fund
DLN
$5.28B
$76K 0.01%
2,000
– –
IYG icon
389
iShares US Financial Services ETF
IYG
$1.92B
$76K 0.01%
2,625
– –
NLY icon
390
Annaly Capital Management
NLY
$14.3B
$76K 0.01%
1,818
+49
+3% +$2.05K
WY icon
391
Weyerhaeuser
WY
$18.2B
$76K 0.01%
2,388
+87
+4% +$2.77K
CEFL
392
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$75K 0.01%
4,190
-9,400
-69% -$168K
PYPL icon
393
PayPal
PYPL
$64.1B
$74K 0.01%
1,829
-55
-3% -$2.23K
UUP icon
394
Invesco DB US Dollar Index Bullish Fund
UUP
$162M
$74K 0.01%
3,000
– –
CCI icon
395
Crown Castle
CCI
$41.1B
$73K 0.01%
779
-29
-4% -$2.72K
IBND icon
396
SPDR Bloomberg International Corporate Bond ETF
IBND
$464M
$73K 0.01%
2,206
+667
+43% +$22.1K
PFF icon
397
iShares Preferred and Income Securities ETF
PFF
$14.6B
$73K 0.01%
1,849
-3,457
-65% -$136K
XLY icon
398
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.7B
$73K 0.01%
922
-111
-11% -$8.79K
XYL icon
399
Xylem
XYL
$33.7B
$73K 0.01%
1,400
– –
DOC icon
400
Healthpeak Properties
DOC
$12.5B
$72K 0.01%
2,103
+659
+46% +$22.6K
14 15
16
17 18