CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGN
376
DELISTED
Allergan plc
AGN
$76K 0.01%
329
+40
+14% +$9.24K
DLN icon
377
WisdomTree US LargeCap Dividend Fund
DLN
$5.26B
$75K 0.01%
2,000
– –
EEM icon
378
iShares MSCI Emerging Markets ETF
EEM
$19.2B
$75K 0.01%
2,200
– –
EXC icon
379
Exelon
EXC
$43.9B
$75K 0.01%
2,927
-204
-7% -$5.23K
KBWB icon
380
Invesco KBW Bank ETF
KBWB
$4.87B
$75K 0.01%
2,250
– –
AET
381
DELISTED
Aetna Inc
AET
$75K 0.01%
619
-82
-12% -$9.94K
CMS icon
382
CMS Energy
CMS
$21.4B
$74K 0.01%
1,621
– –
LMT icon
383
Lockheed Martin
LMT
$108B
$74K 0.01%
299
-14
-4% -$3.47K
UUP icon
384
Invesco DB US Dollar Index Bullish Fund
UUP
$174M
$74K 0.01%
3,000
+2,300
+329% +$56.7K
SHPG
385
DELISTED
Shire pic
SHPG
$74K 0.01%
402
+325
+422% +$59.8K
WBA
386
DELISTED
Walgreens Boots Alliance
WBA
$73K 0.01%
885
+300
+51% +$24.7K
MEAR icon
387
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.22B
$72K 0.01%
1,450
+450
+45% +$22.3K
UL icon
388
Unilever
UL
$158B
$72K 0.01%
1,512
-612
-29% -$29.1K
IWR icon
389
iShares Russell Mid-Cap ETF
IWR
$44.6B
$71K 0.01%
1,708
+4
+0.2% +$166
PHDG icon
390
Invesco S&P 500 Downside Hedged ETF
PHDG
$81.9M
$71K 0.01%
3,035
– –
IYG icon
391
iShares US Financial Services ETF
IYG
$1.9B
$70K 0.01%
2,625
– –
VTRS icon
392
Viatris
VTRS
$12.2B
$70K 0.01%
1,639
– –
QEP
393
DELISTED
QEP RESOURCES, INC.
QEP
$70K 0.01%
4,000
– –
MET icon
394
MetLife
MET
$52.9B
$69K 0.01%
1,944
-497
-20% -$17.6K
MKC icon
395
McCormick & Company Non-Voting
MKC
$19B
$69K 0.01%
1,300
+500
+63% +$26.5K
PXH icon
396
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.58B
$69K 0.01%
4,300
-600
-12% -$9.63K
SPGI icon
397
S&P Global
SPGI
$164B
$69K 0.01%
+651
New +$69K
VYM icon
398
Vanguard High Dividend Yield ETF
VYM
$64.2B
$69K 0.01%
979
– –
DE icon
399
Deere & Co
DE
$128B
$68K 0.01%
840
-21
-2% -$1.7K
IVE icon
400
iShares S&P 500 Value ETF
IVE
$41B
$68K 0.01%
740
– –
14 15
16
17 18