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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
376
DELISTED
Allergan plc
AGN
$76K 0.01%
329
+40
+14% +$9.22K
DLN icon
377
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$75K 0.01%
2,000
– –
EEM icon
378
iShares MSCI Emerging Markets ETF
EEM
$29.4B
$75K 0.01%
2,200
– –
EXC icon
379
Exelon
EXC
$47.1B
$75K 0.01%
2,927
-204
-7% -$5.05K
KBWB icon
380
Invesco KBW Bank ETF
KBWB
$6.88B
$75K 0.01%
2,250
– –
AET
381
DELISTED
Aetna Inc
AET
$75K 0.01%
619
-82
-12% -$9.41K
CMS icon
382
CMS Energy
CMS
$22.3B
$74K 0.01%
1,621
– –
LMT icon
383
Lockheed Martin
LMT
$135B
$74K 0.01%
299
-14
-4% -$3.3K
UUP icon
384
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$74K 0.01%
3,000
+2,300
+329% +$56.3K
SHPG
385
DELISTED
Shire pic
SHPG
$74K 0.01%
402
+325
+422% +$58.7K
WBA
386
DELISTED
Walgreens Boots Alliance
WBA
$73K 0.01%
885
+300
+51% +$24.2K
MEAR icon
387
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$72K 0.01%
1,450
+450
+45% +$22.6K
UL icon
388
Unilever
UL
$136B
$72K 0.01%
1,344
-544
-29% -$27.9K
IWR icon
389
iShares Russell Mid-Cap ETF
IWR
$57.4B
$71K 0.01%
1,708
+4
+0.2% +$165
PHDG icon
390
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.4M
$71K 0.01%
3,035
– –
IYG icon
391
iShares US Financial Services ETF
IYG
$2.2B
$70K 0.01%
2,625
– –
VTRS icon
392
Viatris
VTRS
$19.3B
$70K 0.01%
1,639
– –
QEP
393
DELISTED
QEP RESOURCES, INC.
QEP
$70K 0.01%
4,000
– –
MET icon
394
MetLife
MET
$62.3B
$69K 0.01%
1,944
-497
-20% -$19.4K
MKC icon
395
McCormick & Company Non-Voting
MKC
$14.3B
$69K 0.01%
1,300
+500
+63% +$24.4K
PXH icon
396
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$69K 0.01%
4,300
-600
-12% -$9.36K
SPGI icon
397
S&P Global
SPGI
$121B
$69K 0.01%
+651
New +$69.9K
VYM icon
398
Vanguard High Dividend Yield ETF
VYM
$82.7B
$69K 0.01%
979
– –
DE icon
399
Deere & Co
DE
$169B
$68K 0.01%
840
-21
-2% -$1.72K
IVE icon
400
iShares S&P 500 Value ETF
IVE
$49.8B
$68K 0.01%
740
– –
14 15
16
17 18

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TU
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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.