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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
351
GSK
GSK
$102B
$190K 0.01%
4,046
-2,058
-34% -$103K
VDC icon
352
Vanguard Consumer Staples ETF
VDC
$7.92B
$187K 0.01%
1,150
+311
+37% +$50.1K
DMO
353
Western Asset Mortgage Opportunity Fund
DMO
$120M
$186K 0.01%
14,219
-22,813
-62% -$314K
WEC icon
354
WEC Energy
WEC
$34.8B
$186K 0.01%
1,920
– –
IRM icon
355
Iron Mountain
IRM
$36.4B
$184K 0.01%
6,893
-55,143
-89% -$1.57M
OUSM icon
356
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$881M
$183K 0.01%
6,973
– –
SDOW icon
357
ProShares UltraPro Short Dow 30
SDOW
$185M
$181K 0.01%
+625
New +$198K
DNP icon
358
DNP Select Income Fund
DNP
$4.1B
$180K 0.01%
17,989
– –
AON icon
359
Aon
AON
$75.6B
$179K 0.01%
869
– –
VNQ icon
360
Vanguard Real Estate ETF
VNQ
$38.3B
$179K 0.01%
2,267
-38
-2% -$3.05K
USIG icon
361
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$178K 0.01%
2,940
+133
+5% +$8.15K
XEL icon
362
Xcel Energy
XEL
$48.5B
$177K 0.01%
2,565
– –
GD icon
363
General Dynamics
GD
$106B
$176K 0.01%
1,275
-4
-0.3% -$591
MLPX icon
364
Global X MLP & Energy Infrastructure ETF
MLPX
$3.54B
$171K 0.01%
7,752
-6,173
-44% -$153K
EFA icon
365
iShares MSCI EAFE ETF
EFA
$79.9B
$169K 0.01%
2,664
-2,947
-53% -$189K
RSPU icon
366
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$169K 0.01%
3,590
– –
JSMD icon
367
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$167K 0.01%
3,235
-395
-11% -$20.2K
MSI icon
368
Motorola Solutions
MSI
$77.3B
$167K 0.01%
1,069
+80
+8% +$11.7K
ED icon
369
Consolidated Edison
ED
$39.8B
$166K 0.01%
2,145
-1,300
-38% -$95.9K
PAYX icon
370
Paychex
PAYX
$43.1B
$166K 0.01%
2,082
– –
VFC icon
371
VF Corp
VFC
$5.81B
$166K 0.01%
2,369
– –
DOCU
372
DocuSign
DOCU
$11.3B
$164K 0.01%
764
-19
-2% -$3.94K
IJJ icon
373
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
$163K 0.01%
2,418
– –
CRWD icon
374
CrowdStrike
CRWD
$226B
$162K 0.01%
4,748
+476
+11% +$13.9K
GPN icon
375
Global Payments
GPN
$22.7B
$162K 0.01%
913
+126
+16% +$21.8K
13 14
15
16 17

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.