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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
351
Hershey
HSY
$36.7B
$183K 0.02%
1,413
+200
+16% +$26.9K
VNQ icon
352
Vanguard Real Estate ETF
VNQ
$38.6B
$181K 0.02%
2,305
-272
-11% -$20.6K
FAZ
353
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
$177K 0.01%
+125
New +$237K
SPXU icon
354
ProShares UltraPro Short S&P 500
SPXU
$384M
$177K 0.01%
+150
New +$228K
ET icon
355
Energy Transfer Partners
ET
$70.9B
$175K 0.01%
24,606
+557
+2% +$4.13K
CME icon
356
CME Group
CME
$94.8B
$174K 0.01%
1,074
+25
+2% +$4.48K
JSMD icon
357
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$173K 0.01%
3,630
– –
KEY icon
358
KeyCorp
KEY
$24.3B
$173K 0.01%
14,213
+147
+1% +$1.71K
OUSM icon
359
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$880M
$173K 0.01%
6,973
-237
-3% -$5.61K
IMKTA icon
360
Ingles Markets
IMKTA
$1.62B
$172K 0.01%
4,000
– –
AVGO icon
361
Broadcom
AVGO
$2.01T
$170K 0.01%
5,390
+1,020
+23% +$28.5K
IEF icon
362
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$169K 0.01%
1,391
-34,855
-96% -$4.24M
USIG icon
363
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$169K 0.01%
2,807
+107
+4% +$6.26K
GBIL icon
364
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$168K 0.01%
1,681
– –
WEC icon
365
WEC Energy
WEC
$34.6B
$168K 0.01%
1,920
+26
+1% +$2.35K
AON icon
366
Aon
AON
$75.7B
$167K 0.01%
869
+12
+1% +$2.24K
TAIL icon
367
Cambria Tail Risk ETF
TAIL
$146M
$166K 0.01%
7,462
-33,175
-82% -$752K
PEGA icon
368
Pegasystems
PEGA
$5.43B
$163K 0.01%
3,226
– –
RSPU icon
369
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$163K 0.01%
3,590
– –
TAN icon
370
Invesco Solar ETF
TAN
$1.36B
$163K 0.01%
4,528
– –
CI icon
371
Cigna
CI
$73.6B
$162K 0.01%
867
+14
+2% +$2.66K
IJJ icon
372
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$160K 0.01%
2,418
-206
-8% -$12.9K
XEL icon
373
Xcel Energy
XEL
$48B
$160K 0.01%
2,565
– –
IAT icon
374
iShares US Regional Banks ETF
IAT
$678M
$158K 0.01%
4,682
+1,782
+61% +$58.1K
PAYX icon
375
Paychex
PAYX
$43.1B
$157K 0.01%
2,082
– –
13 14
15
16 17

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.