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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
351
Hershey
HSY
$36.6B
$211K 0.02%
1,363
– –
MPWR icon
352
Monolithic Power Systems
MPWR
$68.9B
$210K 0.02%
1,350
+1,343
+19,186% +$201K
WEC icon
353
WEC Energy
WEC
$35.1B
$209K 0.02%
2,200
-145
-6% -$13.1K
APD icon
354
Air Products & Chemicals
APD
$67.6B
$208K 0.02%
940
+273
+41% +$61.4K
IGC icon
355
IGC Pharma
IGC
$26.8M
$208K 0.02%
215,000
– –
MBB icon
356
iShares MBS ETF
MBB
$39.1B
$207K 0.02%
1,915
-944
-33% -$102K
XLU icon
357
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$207K 0.02%
6,418
+150
+2% +$4.63K
BTAL icon
358
AGF US Market Neutral Anti-Beta Fund
BTAL
$300M
$204K 0.02%
+8,620
New +$200K
NEAR icon
359
iShares Short Maturity Bond ETF
NEAR
$4.88B
$203K 0.02%
4,036
– –
VBK icon
360
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$203K 0.02%
1,118
+1,045
+1,432% +$195K
SCHW
361
Charles Schwab
SCHW
$187B
$202K 0.02%
4,836
-421
-8% -$17K
EPS icon
362
WisdomTree US LargeCap Fund
EPS
$1.65B
$201K 0.02%
6,000
– –
MRSH
363
Marsh
MRSH
$91.5B
$201K 0.02%
2,009
+534
+36% +$53.4K
ADM icon
364
Archer Daniels Midland
ADM
$36.9B
$200K 0.02%
4,885
-1
-0% -$40
CME icon
365
CME Group
CME
$94.8B
$199K 0.02%
942
-51
-5% -$10.7K
USB icon
366
US Bancorp
USB
$99.6B
$199K 0.02%
3,608
+903
+33% +$48.8K
SIVR icon
367
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$198K 0.02%
12,000
– –
NFLX icon
368
Netflix
NFLX
$309B
$196K 0.02%
7,360
-2,200
-23% -$68.8K
RSPU icon
369
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$196K 0.02%
3,690
+400
+12% +$20.4K
DINO icon
370
HF Sinclair
DINO
$14.5B
$195K 0.02%
3,648
+1
+0% +$48
IXUS icon
371
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$195K 0.02%
3,390
-37
-1% -$2.12K
SLB icon
372
SLB Ltd
SLB
$75B
$195K 0.02%
5,707
-836
-13% -$30.6K
FDN icon
373
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$194K 0.02%
1,448
+17
+1% +$2.4K
IAT icon
374
iShares US Regional Banks ETF
IAT
$678M
$194K 0.02%
4,173
-3,712
-47% -$169K
DHR icon
375
Danaher
DHR
$144B
$193K 0.02%
1,515
-34
-2% -$4.26K
13 14
15
16 17

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6M
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RFA
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.