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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFCF
351
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$110K 0.01%
2,300
– –
CCI icon
352
Crown Castle
CCI
$32.2B
$109K 0.01%
1,007
– –
IWR icon
353
iShares Russell Mid-Cap ETF
IWR
$57.5B
$108K 0.01%
2,283
+103
+5% +$5.2K
TRK
354
DELISTED
Speedway Motorsports, Inc.
TRK
$108K 0.01%
6,533
– –
DGRE icon
355
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$107K 0.01%
4,783
+35
+0.7% +$788
ESG icon
356
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$107K 0.01%
1,770
– –
MPC icon
357
Marathon Petroleum
MPC
$83.7B
$107K 0.01%
1,723
+1
+0.1% +$68
DOL icon
358
WisdomTree True Developed International Fund
DOL
$845M
$106K 0.01%
2,432
– –
IWO icon
359
iShares Russell 2000 Growth ETF
IWO
$15B
$105K 0.01%
603
– –
CINF icon
360
Cincinnati Financial
CINF
$27.1B
$103K 0.01%
1,371
-150
-10% -$11.7K
IXJ icon
361
iShares Global Healthcare ETF
IXJ
$4.19B
$103K 0.01%
1,814
– –
OGE icon
362
OGE Energy
OGE
$9.71B
$103K 0.01%
2,666
– –
WY icon
363
Weyerhaeuser
WY
$18.4B
$102K 0.01%
4,344
-841
-16% -$22.4K
IYG icon
364
iShares US Financial Services ETF
IYG
$2.2B
$101K 0.01%
2,625
– –
OHI icon
365
Omega Healthcare
OHI
$14.7B
$101K 0.01%
2,893
– –
LAMR icon
366
Lamar Advertising Co
LAMR
$16.3B
$100K 0.01%
1,473
-92
-6% -$6.76K
VOE icon
367
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$100K 0.01%
1,028
+157
+18% +$16.5K
IMCB icon
368
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$99K 0.01%
+2,420
New +$106K
VIS icon
369
Vanguard Industrials ETF
VIS
$8.48B
$99K 0.01%
808
– –
XEL icon
370
Xcel Energy
XEL
$48.8B
$99K 0.01%
2,065
– –
FDN icon
371
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$98K 0.01%
806
– –
VFMF icon
372
Vanguard US Multifactor ETF
VFMF
$920M
$97K 0.01%
+1,398
New +$104K
VIDI icon
373
Vident International Equity Strategy
VIDI
$447M
$97K 0.01%
4,180
– –
WM icon
374
Waste Management
WM
$91B
$97K 0.01%
1,071
– –
CTAS icon
375
Cintas
CTAS
$81.3B
$96K 0.01%
2,236
– –
13 14
15
16 17

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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.