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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRE icon
351
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$94K 0.01%
4,078
+526
+15% +$12K
FDUS icon
352
Fidus Investment
FDUS
$772M
$93K 0.01%
5,960
+500
+9% +$7.9K
PTF icon
353
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$93K 0.01%
6,780
– –
CHTR icon
354
Charter Communications
CHTR
$18.2B
$92K 0.01%
344
+212
+161% +$53.6K
PSA icon
355
Public Storage
PSA
$61.3B
$92K 0.01%
415
+43
+12% +$10K
SJM icon
356
J.M. Smucker
SJM
$12.8B
$92K 0.01%
679
– –
IYM icon
357
iShares US Basic Materials ETF
IYM
$1.25B
$91K 0.01%
1,155
– –
SPGI icon
358
S&P Global
SPGI
$120B
$91K 0.01%
726
+75
+12% +$9.01K
AAP icon
359
Advance Auto Parts
AAP
$3.49B
$89K 0.01%
600
– –
PFIG icon
360
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$89K 0.01%
+3,450
New +$89.9K
VIS icon
361
Vanguard Industrials ETF
VIS
$8.39B
$89K 0.01%
808
– –
BDCL
362
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$89K 0.01%
4,760
-29,590
-86% -$535K
BPL
363
DELISTED
Buckeye Partners, L.P.
BPL
$89K 0.01%
1,250
– –
CMI icon
364
Cummins
CMI
$88.7B
$88K 0.01%
694
+376
+118% +$45.6K
NEM icon
365
Newmont
NEM
$119B
$88K 0.01%
2,248
– –
ROK icon
366
Rockwell Automation
ROK
$49B
$88K 0.01%
726
– –
TAP icon
367
Molson Coors Class B
TAP
$8.09B
$88K 0.01%
805
– –
PX
368
DELISTED
Praxair Inc
PX
$88K 0.01%
734
+45
+7% +$5.33K
EMIF icon
369
iShares Emerging Markets Infrastructure ETF
EMIF
$13.1M
$87K 0.01%
+2,839
New +$87.5K
HIG icon
370
Hartford Financial Services
HIG
$39.3B
$87K 0.01%
2,041
-360
-15% -$15.1K
PXH icon
371
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$87K 0.01%
4,900
+600
+14% +$10.5K
ETN icon
372
Eaton
ETN
$174B
$86K 0.01%
1,313
– –
EEM icon
373
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$85K 0.01%
2,275
+75
+3% +$2.74K
COR icon
374
Cencora
COR
$61.2B
$84K 0.01%
1,045
+497
+91% +$42.6K
DHR icon
375
Danaher
DHR
$144B
$84K 0.01%
1,222
-211
-15% -$15K
13 14
15
16 17

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.