CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DGRE icon
351
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$130M
$94K 0.01%
4,078
+526
+15% +$12.1K
FDUS icon
352
Fidus Investment
FDUS
$761M
$93K 0.01%
5,960
+500
+9% +$7.8K
PTF icon
353
Invesco Dorsey Wright Technology Momentum ETF
PTF
$375M
$93K 0.01%
6,780
– –
CHTR icon
354
Charter Communications
CHTR
$36B
$92K 0.01%
344
+212
+161% +$56.7K
PSA icon
355
Public Storage
PSA
$51.7B
$92K 0.01%
415
+43
+12% +$9.53K
SJM icon
356
J.M. Smucker
SJM
$11.8B
$92K 0.01%
679
– –
IYM icon
357
iShares US Basic Materials ETF
IYM
$559M
$91K 0.01%
1,155
– –
SPGI icon
358
S&P Global
SPGI
$167B
$91K 0.01%
726
+75
+12% +$9.4K
AAP icon
359
Advance Auto Parts
AAP
$3.66B
$89K 0.01%
600
– –
PFIG icon
360
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$87.7M
$89K 0.01%
+3,450
New +$89K
VIS icon
361
Vanguard Industrials ETF
VIS
$6.07B
$89K 0.01%
808
– –
BDCL
362
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$89K 0.01%
4,760
-29,590
-86% -$553K
BPL
363
DELISTED
Buckeye Partners, L.P.
BPL
$89K 0.01%
1,250
– –
CMI icon
364
Cummins
CMI
$54.8B
$88K 0.01%
694
+376
+118% +$47.7K
NEM icon
365
Newmont
NEM
$83.4B
$88K 0.01%
2,248
– –
ROK icon
366
Rockwell Automation
ROK
$38.8B
$88K 0.01%
726
– –
TAP icon
367
Molson Coors Class B
TAP
$9.86B
$88K 0.01%
805
– –
PX
368
DELISTED
Praxair Inc
PX
$88K 0.01%
734
+45
+7% +$5.4K
EMIF icon
369
iShares Emerging Markets Infrastructure ETF
EMIF
$7.65M
$87K 0.01%
+2,839
New +$87K
HIG icon
370
Hartford Financial Services
HIG
$36.7B
$87K 0.01%
2,041
-360
-15% -$15.3K
PXH icon
371
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.61B
$87K 0.01%
4,900
+600
+14% +$10.7K
ETN icon
372
Eaton
ETN
$136B
$86K 0.01%
1,313
– –
EEM icon
373
iShares MSCI Emerging Markets ETF
EEM
$19.5B
$85K 0.01%
2,275
+75
+3% +$2.8K
IFGL icon
374
iShares International Developed Real Estate ETF
IFGL
$97.6M
$84K 0.01%
2,800
– –
COR icon
375
Cencora
COR
$57.7B
$84K 0.01%
1,045
+497
+91% +$40K
13 14
15
16 17