CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACN icon
351
Accenture
ACN
$159B
$87K 0.01%
775
-47
-6% -$5.28K
IYM icon
352
iShares US Basic Materials ETF
IYM
$565M
$87K 0.01%
1,155
– –
NEM icon
353
Newmont
NEM
$83.7B
$87K 0.01%
2,248
– –
BPL
354
DELISTED
Buckeye Partners, L.P.
BPL
$87K 0.01%
1,250
– –
AHH
355
Armada Hoffler Properties
AHH
$581M
$86K 0.01%
6,290
+4,000
+175% +$54.7K
PTF icon
356
Invesco Dorsey Wright Technology Momentum ETF
PTF
$364M
$85K 0.01%
6,780
+840
+14% +$10.5K
VIS icon
357
Vanguard Industrials ETF
VIS
$6.11B
$85K 0.01%
808
-175
-18% -$18.4K
FDUS icon
358
Fidus Investment
FDUS
$757M
$83K 0.01%
5,460
– –
ROK icon
359
Rockwell Automation
ROK
$38.2B
$83K 0.01%
726
– –
FCX icon
360
Freeport-McMoran
FCX
$66.5B
$82K 0.01%
7,383
-890
-11% -$9.89K
CCI icon
361
Crown Castle
CCI
$41.9B
$81K 0.01%
808
+136
+20% +$13.6K
HAL icon
362
Halliburton
HAL
$18.8B
$81K 0.01%
1,806
-77
-4% -$3.45K
IFGL icon
363
iShares International Developed Real Estate ETF
IFGL
$96.5M
$81K 0.01%
2,800
– –
TAP icon
364
Molson Coors Class B
TAP
$9.96B
$81K 0.01%
805
– –
XLY icon
365
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
$80K 0.01%
1,033
– –
EW icon
366
Edwards Lifesciences
EW
$47.5B
$79K 0.01%
2,400
– –
ETN icon
367
Eaton
ETN
$136B
$78K 0.01%
1,313
– –
MBB icon
368
iShares MBS ETF
MBB
$41.3B
$78K 0.01%
716
+56
+8% +$6.1K
NLY icon
369
Annaly Capital Management
NLY
$14.2B
$78K 0.01%
1,769
– –
VKI icon
370
Invesco Advantage Municipal Income Trust II
VKI
$373M
$78K 0.01%
5,850
– –
TWX
371
DELISTED
Time Warner Inc
TWX
$78K 0.01%
1,063
+10
+0.9% +$734
DGRE icon
372
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$129M
$77K 0.01%
3,552
+2,788
+365% +$60.4K
MPC icon
373
Marathon Petroleum
MPC
$54.8B
$77K 0.01%
2,041
-584
-22% -$22K
PX
374
DELISTED
Praxair Inc
PX
$77K 0.01%
689
– –
EZU icon
375
iShare MSCI Eurozone ETF
EZU
$7.85B
$76K 0.01%
2,375
– –
13 14
15
16 17