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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
351
Accenture
ACN
$108B
$87K 0.01%
775
-47
-6% -$5.45K
IYM icon
352
iShares US Basic Materials ETF
IYM
$1.25B
$87K 0.01%
1,155
– –
NEM icon
353
Newmont
NEM
$119B
$87K 0.01%
2,248
– –
BPL
354
DELISTED
Buckeye Partners, L.P.
BPL
$87K 0.01%
1,250
– –
AHRT
355
AH Realty Trust
AHRT
$517M
$86K 0.01%
6,290
+4,000
+175% +$48.6K
PTF icon
356
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$85K 0.01%
6,780
+840
+14% +$10.3K
VIS icon
357
Vanguard Industrials ETF
VIS
$8.39B
$85K 0.01%
808
-175
-18% -$18.5K
FDUS icon
358
Fidus Investment
FDUS
$772M
$83K 0.01%
5,460
– –
ROK icon
359
Rockwell Automation
ROK
$49B
$83K 0.01%
726
– –
FCX icon
360
Freeport-McMoran
FCX
$97.5B
$82K 0.01%
7,383
-890
-11% -$9.86K
CCI icon
361
Crown Castle
CCI
$32.2B
$81K 0.01%
808
+136
+20% +$12.3K
HAL icon
362
Halliburton
HAL
$26.6B
$81K 0.01%
1,806
-77
-4% -$3.17K
IFGL icon
363
iShares International Developed Real Estate ETF
IFGL
$83.2M
$81K 0.01%
2,800
– –
TAP icon
364
Molson Coors Class B
TAP
$8.1B
$81K 0.01%
805
– –
XLY icon
365
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$80K 0.01%
2,066
– –
EW icon
366
Edwards Lifesciences
EW
$51.7B
$79K 0.01%
2,400
– –
ETN icon
367
Eaton
ETN
$174B
$78K 0.01%
1,313
– –
MBB icon
368
iShares MBS ETF
MBB
$39.1B
$78K 0.01%
716
+56
+8% +$6.13K
NLY icon
369
Annaly Capital Management
NLY
$17.4B
$78K 0.01%
1,769
– –
VKI icon
370
Invesco Advantage Municipal Income Trust II
VKI
$401M
$78K 0.01%
5,850
– –
TWX
371
DELISTED
Time Warner Inc
TWX
$78K 0.01%
1,063
+10
+0.9% +$740
DGRE icon
372
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$77K 0.01%
3,552
+2,788
+365% +$58.4K
MPC icon
373
Marathon Petroleum
MPC
$83.7B
$77K 0.01%
2,041
-584
-22% -$21.5K
PX
374
DELISTED
Praxair Inc
PX
$77K 0.01%
689
– –
EZU icon
375
iShare MSCI Eurozone ETF
EZU
$9.91B
$76K 0.01%
2,375
– –
13 14
15
16 17

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TU
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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.