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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
351
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$34K 0.01%
1,709
– –
VOT icon
352
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$33K 0.01%
361
– –
FDX icon
353
FedEx
FDX
$75.4B
$32K 0.01%
241
+2
+0.8% +$272
CART
354
DELISTED
Carolina Trust BancShares
CART
$32K 0.01%
7,500
– –
PHO icon
355
Invesco Water Resources ETF
PHO
$2.09B
$31K 0.01%
1,150
– –
BIDU icon
356
Baidu
BIDU
$37.2B
$30K 0.01%
200
– –
CL icon
357
Colgate-Palmolive
CL
$74.4B
$30K 0.01%
466
+66
+17% +$4.16K
EW icon
358
Edwards Lifesciences
EW
$51.7B
$30K 0.01%
2,454
– –
BHP icon
359
BHP
BHP
$230B
$29K 0.01%
504
+25
+5% +$1.4K
HBI
360
DELISTED
Hanesbrands
HBI
$29K 0.01%
1,540
– –
ITW icon
361
Illinois Tool Works
ITW
$84.5B
$29K 0.01%
360
+60
+20% +$4.85K
MET icon
362
MetLife
MET
$62.1B
$29K 0.01%
617
+12
+2% +$552
WELL icon
363
Welltower
WELL
$171B
$29K 0.01%
+492
New +$28.1K
ZTS icon
364
Zoetis
ZTS
$30B
$29K 0.01%
+1,000
New +$30.5K
FRX
365
DELISTED
FOREST LABORATORIES INC
FRX
$29K 0.01%
310
– –
FTR
366
DELISTED
Frontier Communications Corp.
FTR
$29K 0.01%
344
+31
+10% +$2.27K
IGD
367
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$28K 0.01%
3,000
– –
IJK icon
368
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$28K 0.01%
732
– –
JWN
369
DELISTED
Nordstrom
JWN
$28K 0.01%
455
– –
PTH icon
370
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
$28K 0.01%
1,770
– –
STX icon
371
Seagate
STX
$184B
$28K 0.01%
495
– –
TPR icon
372
Tapestry
TPR
$32.8B
$28K 0.01%
560
– –
VTRS icon
373
Viatris
VTRS
$18.9B
$28K 0.01%
579
+92
+19% +$4.47K
XNTK icon
374
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$28K 0.01%
600
– –
AMZN icon
375
Amazon
AMZN
$2.96T
$27K 0.01%
1,580
+1,200
+316% +$22.3K
13 14
15
16 17

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.