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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
326
DELISTED
Hanesbrands
HBI
$219K 0.02%
13,963
+411
+3% +$6.03K
NOW icon
327
ServiceNow
NOW
$133B
$218K 0.02%
2,255
+480
+27% +$42.9K
SUB icon
328
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$218K 0.02%
2,021
+1,393
+222% +$151K
TOTL icon
329
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$218K 0.02%
4,435
-9,186
-67% -$455K
ATVI
330
DELISTED
Activision Blizzard
ATVI
$215K 0.02%
2,658
-699
-21% -$56.7K
HSY icon
331
Hershey
HSY
$36.6B
$213K 0.02%
1,490
+77
+5% +$10.9K
MGC icon
332
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$213K 0.02%
1,780
+85
+5% +$10K
ALL icon
333
Allstate
ALL
$67.2B
$212K 0.02%
2,261
+37
+2% +$3.45K
CL icon
334
Colgate-Palmolive
CL
$73.8B
$212K 0.02%
2,750
– –
O icon
335
Realty Income
O
$58.5B
$209K 0.02%
3,559
– –
KOCT icon
336
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
$208K 0.02%
8,690
-19,790
-69% -$486K
DTEC icon
337
ALPS Disruptive Technologies ETF
DTEC
$76.3M
$207K 0.02%
5,390
-1,000
-16% -$37.4K
IWS icon
338
iShares Russell Mid-Cap Value ETF
IWS
$16B
$207K 0.02%
2,568
– –
CCI icon
339
Crown Castle
CCI
$31.8B
$206K 0.02%
1,242
-241
-16% -$39.8K
COKE icon
340
Coca-Cola Consolidated
COKE
$12.1B
$204K 0.02%
8,500
– –
KEY icon
341
KeyCorp
KEY
$24.3B
$203K 0.02%
17,059
+2,846
+20% +$34.7K
DVY icon
342
iShares Select Dividend ETF
DVY
$23.6B
$201K 0.02%
2,476
– –
MKL icon
343
Markel Group
MKL
$22.9B
$200K 0.02%
206
– –
CTAS icon
344
Cintas
CTAS
$82.5B
$198K 0.02%
2,380
-596
-20% -$46K
FNV icon
345
Franco-Nevada
FNV
$46.6B
$198K 0.02%
1,422
– –
UJUL icon
346
Innovator US Equity Ultra Buffer ETF July
UJUL
$298M
$198K 0.02%
7,706
-432
-5% -$11.1K
AVGO icon
347
Broadcom
AVGO
$2T
$197K 0.02%
5,420
+30
+0.6% +$1K
PEGA icon
348
Pegasystems
PEGA
$5.54B
$195K 0.02%
3,226
– –
BOTZ icon
349
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.58B
$191K 0.01%
6,873
+487
+8% +$12.8K
RDS.A
350
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$191K 0.01%
7,593
-1,023
-12% -$31K
12 13
14
15 16

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.