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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMIH icon
326
NMI Holdings
NMIH
$3.36B
$235K 0.02%
+7,086
New +$221K
CMI icon
327
Cummins
CMI
$88.7B
$231K 0.02%
1,295
+741
+134% +$130K
LH icon
328
Labcorp
LH
$25.9B
$231K 0.02%
1,592
– –
IWB icon
329
iShares Russell 1000 ETF
IWB
$50.2B
$230K 0.02%
1,292
– –
SLB icon
330
SLB Ltd
SLB
$75B
$229K 0.02%
5,710
+3
+0.1% +$107
IWP icon
331
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$228K 0.02%
2,992
-14
-0.5% -$1.03K
ADM icon
332
Archer Daniels Midland
ADM
$36.9B
$226K 0.02%
4,885
– –
CCI icon
333
Crown Castle
CCI
$32.2B
$226K 0.02%
1,594
-414
-21% -$56.5K
NVR icon
334
NVR
NVR
$17B
$224K 0.02%
59
– –
PAYX icon
335
Paychex
PAYX
$42.7B
$224K 0.02%
2,636
+404
+18% +$34.1K
COF icon
336
Capital One
COF
$134B
$222K 0.02%
2,164
+1,400
+183% +$135K
GILD icon
337
Gilead Sciences
GILD
$165B
$222K 0.02%
3,416
-2,304
-40% -$150K
EPS icon
338
WisdomTree US LargeCap Fund
EPS
$1.65B
$220K 0.02%
6,000
– –
XLE icon
339
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$220K 0.02%
7,342
+3,302
+82% +$97.9K
MAR icon
340
Marriott International
MAR
$92.3B
$219K 0.02%
1,451
– –
XLI icon
341
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$219K 0.02%
2,698
-927
-26% -$74K
TSC
342
DELISTED
TriState Capital Holdings, Inc.
TSC
$219K 0.02%
8,400
-9,650
-53% -$230K
LULU icon
343
lululemon athletica
LULU
$14.6B
$217K 0.02%
937
-235
-20% -$50.1K
MRSH
344
Marsh
MRSH
$91.5B
$217K 0.02%
1,955
-54
-3% -$5.64K
DNP icon
345
DNP Select Income Fund
DNP
$4.09B
$216K 0.02%
16,989
– –
DG icon
346
Dollar General
DG
$27.9B
$215K 0.02%
1,380
+307
+29% +$48.7K
EPRT icon
347
Essential Properties Realty Trust
EPRT
$6.62B
$215K 0.02%
8,703
-2,297
-21% -$57.8K
MDC
348
DELISTED
M.D.C. Holdings, Inc.
MDC
$215K 0.02%
6,108
-1,362
-18% -$51.3K
CTAS icon
349
Cintas
CTAS
$81.3B
$213K 0.02%
3,176
+840
+36% +$55.2K
WM icon
350
Waste Management
WM
$91B
$212K 0.02%
1,867
– –
12 13
14
15 16

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.