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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
326
First Trust Value Line Dividend Fund
FVD
$8.4B
$239K 0.02%
6,863
– –
AGG icon
327
iShares Core US Aggregate Bond ETF
AGG
$138B
$238K 0.02%
2,108
-8
-0.4% -$899
STT icon
328
State Street
STT
$50.7B
$236K 0.02%
3,988
– –
ZTS icon
329
Zoetis
ZTS
$30B
$236K 0.02%
1,900
-247
-12% -$29.8K
SYK icon
330
Stryker
SYK
$130B
$235K 0.02%
1,090
– –
DEI icon
331
Douglas Emmett
DEI
$1.96B
$230K 0.02%
+5,390
New +$223K
SGI
332
Somnigroup International
SGI
$13.7B
$230K 0.02%
+11,928
New +$229K
LH icon
333
Labcorp
LH
$25.9B
$229K 0.02%
1,592
– –
AVB icon
334
AvalonBay Communities
AVB
$26.8B
$226K 0.02%
1,053
+410
+64% +$85.7K
LULU icon
335
lululemon athletica
LULU
$14.6B
$225K 0.02%
1,172
+484
+70% +$90.4K
NI icon
336
NiSource
NI
$20.4B
$225K 0.02%
7,535
-4,518
-37% -$133K
HXL icon
337
Hexcel
HXL
$7.82B
$224K 0.02%
2,728
+614
+29% +$50.2K
RDN icon
338
Radian Group
RDN
$4.93B
$224K 0.02%
+9,848
New +$227K
GDX icon
339
VanEck Gold Miners ETF
GDX
$27.4B
$223K 0.02%
8,358
+7,461
+832% +$209K
CMG icon
340
Chipotle Mexican Grill
CMG
$41.5B
$221K 0.02%
+13,200
New +$210K
MCHI icon
341
iShares MSCI China ETF
MCHI
$6.38B
$221K 0.02%
3,957
– –
PTMC icon
342
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$220K 0.02%
+7,560
New +$219K
NVR icon
343
NVR
NVR
$17B
$219K 0.02%
59
-5
-8% -$17.6K
DNP icon
344
DNP Select Income Fund
DNP
$4.09B
$218K 0.02%
16,989
– –
PRNT icon
345
The 3D Printing ETF
PRNT
$65M
$216K 0.02%
10,505
-1,800
-15% -$38.2K
WM icon
346
Waste Management
WM
$91B
$214K 0.02%
1,867
+234
+14% +$27.3K
XSD icon
347
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
$214K 0.02%
2,383
+1,532
+180% +$137K
IWB icon
348
iShares Russell 1000 ETF
IWB
$50.2B
$212K 0.02%
1,292
– –
IWP icon
349
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$212K 0.02%
3,006
-18
-0.6% -$1.29K
CL icon
350
Colgate-Palmolive
CL
$74.4B
$211K 0.02%
2,879
-1,775
-38% -$129K
12 13
14
15 16

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.