CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BMS
326
DELISTED
Bemis
BMS
$102K 0.02%
2,000
– –
IYH icon
327
iShares US Healthcare ETF
IYH
$2.77B
$101K 0.02%
3,415
+950
+39% +$28.1K
IBMF
328
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$101K 0.02%
+3,700
New +$101K
SPXE icon
329
ProShares S&P 500 ex-Energy ETF
SPXE
$69.3M
$101K 0.02%
+4,760
New +$101K
STR
330
DELISTED
QUESTAR CORP
STR
$101K 0.02%
4,000
– –
FBIN icon
331
Fortune Brands Innovations
FBIN
$7.3B
$100K 0.02%
2,036
– –
OGE icon
332
OGE Energy
OGE
$8.89B
$99K 0.02%
3,026
– –
WMB icon
333
Williams Companies
WMB
$69.9B
$99K 0.02%
4,590
– –
AON icon
334
Aon
AON
$79.9B
$98K 0.02%
900
– –
BBDC icon
335
Barings BDC
BBDC
$987M
$98K 0.02%
5,100
– –
CATO icon
336
Cato Corp
CATO
$87.2M
$98K 0.02%
2,617
-125
-5% -$4.68K
DHR icon
337
Danaher
DHR
$143B
$97K 0.02%
1,433
+342
+31% +$23.2K
IDV icon
338
iShares International Select Dividend ETF
IDV
$5.74B
$97K 0.02%
3,410
– –
L icon
339
Loews
L
$20B
$97K 0.02%
2,368
– –
AAP icon
340
Advance Auto Parts
AAP
$3.6B
$96K 0.02%
+600
New +$96K
GS icon
341
Goldman Sachs
GS
$223B
$96K 0.02%
650
-4
-0.6% -$591
IWP icon
342
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$96K 0.02%
2,064
– –
FHN icon
343
First Horizon
FHN
$11.3B
$95K 0.02%
6,894
+22
+0.3% +$303
PSA icon
344
Public Storage
PSA
$52.2B
$95K 0.02%
372
+160
+75% +$40.9K
LSI
345
DELISTED
Life Storage, Inc.
LSI
$94K 0.02%
1,350
– –
XEL icon
346
Xcel Energy
XEL
$43B
$92K 0.02%
2,065
– –
KEQU icon
347
Kewaunee Scientific
KEQU
$158M
$90K 0.02%
4,800
– –
AIVL icon
348
WisdomTree US AI Enhanced Value Fund
AIVL
$394M
$89K 0.01%
1,165
– –
NVR icon
349
NVR
NVR
$23.5B
$89K 0.01%
50
– –
CNI icon
350
Canadian National Railway
CNI
$60.3B
$88K 0.01%
1,506
– –
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14
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