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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMS
326
DELISTED
Bemis
BMS
$102K 0.02%
2,000
– –
IYH icon
327
iShares US Healthcare ETF
IYH
$3.48B
$101K 0.02%
3,415
+950
+39% +$27.7K
SPXE icon
328
ProShares S&P 500 ex-Energy ETF
SPXE
$86.2M
$101K 0.02%
+4,760
New +$102K
IBMF
329
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$101K 0.02%
+3,700
New +$101K
STR
330
DELISTED
QUESTAR CORP
STR
$101K 0.02%
4,000
– –
FBIN icon
331
Fortune Brands Innovations
FBIN
$6.04B
$100K 0.02%
2,036
– –
OGE icon
332
OGE Energy
OGE
$9.59B
$99K 0.02%
3,026
– –
WMB icon
333
Williams Companies
WMB
$86.9B
$99K 0.02%
4,590
– –
AON icon
334
Aon
AON
$75.4B
$98K 0.02%
900
– –
BBDC icon
335
Barings BDC
BBDC
$966M
$98K 0.02%
5,100
– –
CATO icon
336
Cato Corp
CATO
$65.1M
$98K 0.02%
2,617
-125
-5% -$4.66K
DHR icon
337
Danaher
DHR
$140B
$97K 0.02%
1,433
+342
+31% +$22.4K
IDV icon
338
iShares International Select Dividend ETF
IDV
$8.51B
$97K 0.02%
3,410
– –
L icon
339
Loews
L
$23.4B
$97K 0.02%
2,368
– –
AAP icon
340
Advance Auto Parts
AAP
$3.46B
$96K 0.02%
+600
New +$92.6K
GS icon
341
Goldman Sachs
GS
$302B
$96K 0.02%
650
-4
-0.6% -$624
IWP icon
342
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$96K 0.02%
2,064
– –
FHN icon
343
First Horizon
FHN
$12B
$95K 0.02%
6,894
+22
+0.3% +$305
PSA icon
344
Public Storage
PSA
$60.7B
$95K 0.02%
372
+160
+75% +$41.1K
LSI
345
DELISTED
Life Storage, Inc.
LSI
$94K 0.02%
1,350
– –
XEL icon
346
Xcel Energy
XEL
$47.6B
$92K 0.02%
2,065
– –
KEQU icon
347
Kewaunee Scientific
KEQU
$109M
$90K 0.02%
4,800
– –
AIVL icon
348
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$89K 0.01%
1,165
– –
NVR icon
349
NVR
NVR
$16.9B
$89K 0.01%
50
– –
CNI icon
350
Canadian National Railway
CNI
$76.2B
$88K 0.01%
1,506
– –
12 13
14
15 16

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.