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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
326
iShares US Basic Materials ETF
IYM
$1.25B
$81K 0.02%
1,155
+990
+600% +$71.3K
VCR icon
327
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$81K 0.02%
667
-120
-15% -$15K
ACN icon
328
Accenture
ACN
$108B
$80K 0.02%
775
+478
+161% +$50.4K
SCIU
329
DELISTED
Global X Scientific Beta US ETF
SCIU
$79K 0.02%
+3,260
New +$79.4K
IFGL icon
330
iShares International Developed Real Estate ETF
IFGL
$83.2M
$78K 0.02%
2,800
– –
PTF icon
331
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$78K 0.02%
5,940
– –
COF icon
332
Capital One
COF
$134B
$77K 0.02%
1,072
+386
+56% +$29.6K
MKL icon
333
Markel Group
MKL
$23.2B
$77K 0.02%
88
+31
+54% +$27K
STR
334
DELISTED
QUESTAR CORP
STR
$77K 0.02%
4,000
-500
-11% -$9.8K
AGZD icon
335
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$76K 0.02%
3,180
+452
+17% +$10.8K
TAP icon
336
Molson Coors Class B
TAP
$8.09B
$75K 0.02%
805
– –
FDUS icon
337
Fidus Investment
FDUS
$772M
$74K 0.02%
5,460
– –
XEL icon
338
Xcel Energy
XEL
$48.8B
$74K 0.02%
2,065
– –
SJM icon
339
J.M. Smucker
SJM
$12.8B
$72K 0.02%
584
– –
DLN icon
340
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$71K 0.01%
2,000
– –
IYH icon
341
iShares US Healthcare ETF
IYH
$3.54B
$71K 0.01%
2,375
– –
SUP
342
DELISTED
Superior Industries International
SUP
$71K 0.01%
3,900
– –
EEM icon
343
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$70K 0.01%
2,200
-200
-8% -$6.86K
IJR icon
344
iShares Core S&P Small-Cap ETF
IJR
$112B
$70K 0.01%
1,288
– –
JWN
345
DELISTED
Nordstrom
JWN
$70K 0.01%
1,412
-12
-0.8% -$728
RGLD icon
346
Royal Gold
RGLD
$19.5B
$70K 0.01%
1,932
– –
PX
347
DELISTED
Praxair Inc
PX
$70K 0.01%
689
+242
+54% +$26.4K
LCTX icon
348
Lineage Cell Therapeutics
LCTX
$278M
$69K 0.01%
21,063
– –
IWR icon
349
iShares Russell Mid-Cap ETF
IWR
$57.4B
$68K 0.01%
1,704
– –
PXH icon
350
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$68K 0.01%
4,900
-1,000
-17% -$15.1K
12 13
14
15 16

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.