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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
301
Advanced Micro Devices
AMD
$767B
$288K 0.02%
3,149
+2,599
+473% +$224K
JPIN icon
302
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$288K 0.02%
4,959
-69
-1% -$3.77K
SYY icon
303
Sysco
SYY
$40.1B
$288K 0.02%
3,879
+306
+9% +$21K
EXC icon
304
Exelon
EXC
$45.8B
$287K 0.02%
9,553
+537
+6% +$15.8K
IVE icon
305
iShares S&P 500 Value ETF
IVE
$50B
$284K 0.02%
2,220
-367
-14% -$44.4K
SPGI icon
306
S&P Global
SPGI
$121B
$284K 0.02%
865
+4
+0.5% +$1.35K
TROW icon
307
T. Rowe Price
TROW
$24.3B
$284K 0.02%
1,877
-41
-2% -$5.87K
LH icon
308
Labcorp
LH
$26.1B
$283K 0.02%
1,619
+27
+2% +$4.66K
XBI icon
309
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$282K 0.02%
2,008
+858
+75% +$110K
IDV icon
310
iShares International Select Dividend ETF
IDV
$8.53B
$281K 0.02%
9,560
-2,422
-20% -$66.2K
KMI icon
311
Kinder Morgan
KMI
$69.9B
$279K 0.02%
20,477
+2,282
+13% +$30.5K
XLY icon
312
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$279K 0.02%
3,476
-382
-10% -$29.4K
MUB icon
313
iShares National Muni Bond ETF
MUB
$45.8B
$277K 0.02%
2,372
– –
STT icon
314
State Street
STT
$51.3B
$276K 0.02%
3,800
– –
ATVI
315
DELISTED
Activision Blizzard
ATVI
$274K 0.02%
2,957
+299
+11% +$24.3K
APD icon
316
Air Products & Chemicals
APD
$68.6B
$271K 0.02%
994
– –
SHW icon
317
Sherwin-Williams
SHW
$88.1B
$271K 0.02%
1,107
– –
DIA icon
318
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$263K 0.02%
863
+43
+5% +$12.5K
INTU icon
319
Intuit
INTU
$91.5B
$263K 0.02%
694
– –
ADM icon
320
Archer Daniels Midland
ADM
$38.8B
$256K 0.02%
5,096
+120
+2% +$5.93K
DTEC icon
321
ALPS Disruptive Technologies ETF
DTEC
$76.3M
$253K 0.02%
5,475
+85
+2% +$3.56K
AVGO icon
322
Broadcom
AVGO
$2.01T
$252K 0.02%
5,770
+350
+6% +$13.6K
BOTZ icon
323
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.55B
$252K 0.02%
7,608
+735
+11% +$22.5K
HACK icon
324
Amplify Cybersecurity ETF
HACK
$3.01B
$252K 0.02%
4,381
+3,735
+578% +$189K
IWS icon
325
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$251K 0.02%
2,595
+27
+1% +$2.43K
11 12
13
14 15

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.