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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDB icon
301
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$258K 0.02%
20,376
-2,259
-10% -$28.8K
C icon
302
Citigroup
C
$228B
$257K 0.02%
5,966
-2,438
-29% -$121K
LH icon
303
Labcorp
LH
$26.1B
$257K 0.02%
1,592
– –
SHW icon
304
Sherwin-Williams
SHW
$88.6B
$257K 0.02%
1,107
-1,026
-48% -$224K
IWP icon
305
iShares Russell Mid-Cap Growth ETF
IWP
$20.9B
$253K 0.02%
2,932
-60
-2% -$5.06K
TROW icon
306
T. Rowe Price
TROW
$24.3B
$245K 0.02%
1,918
– –
WM icon
307
Waste Management
WM
$91.4B
$240K 0.02%
2,126
+378
+22% +$41.8K
TSC
308
DELISTED
TriState Capital Holdings, Inc.
TSC
$239K 0.02%
18,100
+5,700
+46% +$79.9K
NFLX icon
309
Netflix
NFLX
$318B
$234K 0.02%
4,690
-160
-3% -$7.96K
PFF icon
310
iShares Preferred and Income Securities ETF
PFF
$13.2B
$233K 0.02%
6,403
+44
+0.7% +$1.58K
CTVA icon
311
Corteva
CTVA
$50.7B
$232K 0.02%
8,064
-8,504
-51% -$239K
DIVO icon
312
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
$232K 0.02%
+7,625
New +$228K
ADM icon
313
Archer Daniels Midland
ADM
$38.5B
$231K 0.02%
4,976
+91
+2% +$3.98K
BHP icon
314
BHP
BHP
$230B
$229K 0.02%
4,975
-772
-13% -$37.1K
EXC icon
315
Exelon
EXC
$45.9B
$229K 0.02%
9,016
-2,121
-19% -$56.2K
YUMC icon
316
Yum China
YUMC
$16.2B
$229K 0.02%
4,339
– –
DIA icon
317
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$227K 0.02%
820
-93
-10% -$25.4K
SYK icon
318
Stryker
SYK
$133B
$227K 0.02%
1,090
-21
-2% -$4.08K
INTU icon
319
Intuit
INTU
$92.4B
$226K 0.02%
694
-105
-13% -$32.9K
IAU icon
320
iShares Gold Trust
IAU
$65.1B
$225K 0.02%
6,279
-12,577
-67% -$459K
STT icon
321
State Street
STT
$51.2B
$225K 0.02%
3,800
-12
-0.3% -$779
KMI icon
322
Kinder Morgan
KMI
$69.9B
$224K 0.02%
18,195
+1,299
+8% +$18.1K
FCX icon
323
Freeport-McMoran
FCX
$96.8B
$222K 0.02%
14,254
+13,148
+1,189% +$190K
SYY icon
324
Sysco
SYY
$40.3B
$222K 0.02%
3,573
-1,430
-29% -$83.2K
MRSH
325
Marsh
MRSH
$91.2B
$221K 0.02%
1,932
+2
+0.1% +$229
11 12
13
14 15

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6M
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RFA
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.