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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXY icon
301
Invesco CurrencyShares Japanese Yen Trust
FXY
$431M
$282K 0.02%
3,212
-4,877
-60% -$432K
BSV icon
302
Vanguard Short-Term Bond ETF
BSV
$45.6B
$281K 0.02%
3,482
+247
+8% +$19.9K
CDW icon
303
CDW
CDW
$17B
$281K 0.02%
2,285
+2,249
+6,247% +$258K
XLI icon
304
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$281K 0.02%
3,625
+28
+0.8% +$2.15K
CCI icon
305
Crown Castle
CCI
$32.2B
$279K 0.02%
2,008
-113
-5% -$15.6K
CHTR icon
306
Charter Communications
CHTR
$18.2B
$278K 0.02%
676
+226
+50% +$91.2K
KEY icon
307
KeyCorp
KEY
$24.4B
$277K 0.02%
15,566
-562
-3% -$9.72K
EW icon
308
Edwards Lifesciences
EW
$51.7B
$274K 0.02%
3,738
– –
GSEW icon
309
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
$274K 0.02%
5,800
– –
SJM icon
310
J.M. Smucker
SJM
$12.8B
$273K 0.02%
2,488
+15
+0.6% +$1.67K
IWS icon
311
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$272K 0.02%
3,043
– –
O icon
312
Realty Income
O
$59.1B
$266K 0.02%
3,581
– –
GSK icon
313
GSK
GSK
$106B
$260K 0.02%
4,884
-299
-6% -$15.4K
SPGI icon
314
S&P Global
SPGI
$120B
$259K 0.02%
1,061
+19
+2% +$4.75K
EPRT icon
315
Essential Properties Realty Trust
EPRT
$6.62B
$252K 0.02%
+11,000
New +$237K
CRM icon
316
Salesforce
CRM
$158B
$251K 0.02%
1,693
+139
+9% +$21.1K
DIVY
317
DELISTED
Reality Shares DIVS ETF
DIVY
$250K 0.02%
9,578
+448
+5% +$11.8K
ALL icon
318
Allstate
ALL
$67.5B
$249K 0.02%
2,296
-212
-8% -$22.1K
GD icon
319
General Dynamics
GD
$106B
$247K 0.02%
1,355
-139
-9% -$25.8K
IGSB icon
320
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$247K 0.02%
4,616
-952
-17% -$50.9K
AKAM icon
321
Akamai
AKAM
$15.9B
$244K 0.02%
2,680
-168
-6% -$14.6K
WELL icon
322
Welltower
WELL
$171B
$244K 0.02%
2,697
-1
-0% -$87
BHP icon
323
BHP
BHP
$230B
$242K 0.02%
5,496
+449
+9% +$21K
AGN
324
DELISTED
Allergan plc
AGN
$240K 0.02%
1,430
-84
-6% -$13.7K
EQR icon
325
Equity Residential
EQR
$25.1B
$239K 0.02%
2,772
+64
+2% +$5.24K
11 12
13
14 15

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.