We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTAP icon
301
NetApp
NTAP
$37.2B
$167K 0.02%
2,131
-194
-8% -$13.6K
MAR icon
302
Marriott International
MAR
$92.3B
$164K 0.02%
1,300
– –
NKSH icon
303
National Bankshares
NKSH
$268M
$162K 0.02%
3,500
– –
VFC icon
304
VF Corp
VFC
$5.89B
$162K 0.02%
2,121
– –
VMC icon
305
Vulcan Materials
VMC
$36.9B
$162K 0.02%
1,260
+19
+2% +$2.34K
MET icon
306
MetLife
MET
$62.1B
$161K 0.02%
3,693
+397
+12% +$18.5K
PAYX icon
307
Paychex
PAYX
$42.7B
$161K 0.02%
2,370
+100
+4% +$6.45K
NHI icon
308
National Health Investors
NHI
$3.65B
$160K 0.02%
2,180
+180
+9% +$12.7K
GLW icon
309
Corning
GLW
$143B
$159K 0.02%
5,810
-207
-3% -$5.72K
YUMC icon
310
Yum China
YUMC
$16.3B
$157K 0.02%
4,091
– –
JPST icon
311
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$153K 0.02%
3,056
+1,099
+56% +$55.1K
KDP icon
312
Keurig Dr Pepper
KDP
$40.8B
$153K 0.02%
1,256
– –
DON icon
313
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$151K 0.02%
4,233
– –
HSIC icon
314
Henry Schein
HSIC
$9.82B
$150K 0.02%
2,639
– –
VCR icon
315
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$150K 0.02%
888
– –
BIIB icon
316
Biogen
BIIB
$30.7B
$149K 0.02%
515
+19
+4% +$5.34K
MGC icon
317
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$147K 0.02%
1,580
– –
TRV icon
318
Travelers Companies
TRV
$80.2B
$147K 0.02%
1,208
– –
DHR icon
319
Danaher
DHR
$144B
$146K 0.02%
1,675
+644
+62% +$57.4K
NI icon
320
NiSource
NI
$20.4B
$146K 0.02%
5,571
– –
LMT icon
321
Lockheed Martin
LMT
$136B
$145K 0.02%
493
+60
+14% +$19.4K
FDX icon
322
FedEx
FDX
$75.4B
$143K 0.02%
633
– –
GS icon
323
Goldman Sachs
GS
$303B
$143K 0.02%
649
+10
+2% +$2.38K
VDC icon
324
Vanguard Consumer Staples ETF
VDC
$7.99B
$140K 0.01%
1,045
+295
+39% +$39K
STIP icon
325
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$139K 0.01%
1,404
– –
11 12
13
14 15

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.