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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVR icon
301
NVR
NVR
$17B
$129K 0.02%
79
+29
+58% +$49.4K
NKSH icon
302
National Bankshares
NKSH
$268M
$128K 0.02%
3,500
– –
SHW icon
303
Sherwin-Williams
SHW
$89.8B
$128K 0.02%
1,395
+39
+3% +$3.78K
AGN
304
DELISTED
Allergan plc
AGN
$127K 0.02%
555
+226
+69% +$55.2K
ETV
305
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$125K 0.02%
8,325
+7,150
+609% +$106K
ORLY icon
306
O'Reilly Automotive
ORLY
$76.3B
$124K 0.02%
6,660
-570
-8% -$10.7K
SCHD icon
307
Schwab US Dividend Equity ETF
SCHD
$105B
$124K 0.02%
+8,793
New +$124K
VCR icon
308
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$123K 0.02%
983
+420
+75% +$53.1K
VVC
309
DELISTED
Vectren Corporation
VVC
$123K 0.02%
2,463
– –
IMKTA icon
310
Ingles Markets
IMKTA
$1.67B
$122K 0.02%
3,100
-200
-6% -$7.68K
PRU icon
311
Prudential Financial
PRU
$41.8B
$122K 0.02%
1,499
-1
-0.1% -$77
HBI
312
DELISTED
Hanesbrands
HBI
$121K 0.02%
4,820
-800
-14% -$21.1K
VDC icon
313
Vanguard Consumer Staples ETF
VDC
$7.99B
$121K 0.02%
890
+90
+11% +$12.6K
DXJ icon
314
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$119K 0.02%
2,792
+106
+4% +$4.4K
TRV icon
315
Travelers Companies
TRV
$80.2B
$119K 0.02%
1,044
-1
-0.1% -$117
ALB icon
316
Albemarle
ALB
$15.5B
$118K 0.02%
1,381
+1,141
+475% +$94K
KDP icon
317
Keurig Dr Pepper
KDP
$40.8B
$118K 0.02%
1,300
– –
CERN
318
DELISTED
Cerner Corp
CERN
$118K 0.02%
1,920
– –
MET icon
319
MetLife
MET
$62.1B
$116K 0.02%
2,945
+1,001
+51% +$37.6K
KEQU icon
320
Kewaunee Scientific
KEQU
$106M
$114K 0.02%
4,800
– –
HYS icon
321
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$112K 0.02%
1,127
+677
+150% +$66.4K
NI icon
322
NiSource
NI
$20.4B
$112K 0.02%
4,685
– –
LNCE
323
DELISTED
Snyders-Lance, Inc.
LNCE
$112K 0.02%
3,356
– –
EUDG icon
324
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.6M
$111K 0.02%
5,000
– –
CBI
325
DELISTED
Chicago Bridge & Iron Nv
CBI
$111K 0.02%
3,975
-1,000
-20% -$32.4K
11 12
13
14 15

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.