CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TRV icon
301
Travelers Companies
TRV
$62B
$124K 0.02%
1,045
– –
IMKTA icon
302
Ingles Markets
IMKTA
$1.34B
$123K 0.02%
3,300
+1,500
+83% +$55.9K
NKSH icon
303
National Bankshares
NKSH
$198M
$122K 0.02%
3,500
– –
VMC icon
304
Vulcan Materials
VMC
$39B
$121K 0.02%
1,006
– –
RAI
305
DELISTED
Reynolds American Inc
RAI
$121K 0.02%
2,254
-16
-0.7% -$859
OIH icon
306
VanEck Oil Services ETF
OIH
$880M
$120K 0.02%
205
– –
VRP icon
307
Invesco Variable Rate Preferred ETF
VRP
$2.18B
$119K 0.02%
4,830
+295
+7% +$7.27K
CPGX
308
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$119K 0.02%
4,685
– –
BIIB icon
309
Biogen
BIIB
$20.6B
$118K 0.02%
490
– –
IGSB icon
310
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$117K 0.02%
2,210
-448
-17% -$23.7K
SCHW icon
311
Charles Schwab
SCHW
$167B
$116K 0.02%
4,600
-180
-4% -$4.54K
IJR icon
312
iShares Core S&P Small-Cap ETF
IJR
$86B
$115K 0.02%
1,980
+230
+13% +$13.4K
LNCE
313
DELISTED
Snyders-Lance, Inc.
LNCE
$113K 0.02%
3,356
+1
+0% +$34
VDC icon
314
Vanguard Consumer Staples ETF
VDC
$7.65B
$112K 0.02%
800
+320
+67% +$44.8K
CERN
315
DELISTED
Cerner Corp
CERN
$112K 0.02%
1,920
-1,030
-35% -$60.1K
GLW icon
316
Corning
GLW
$61B
$111K 0.02%
5,464
– –
XLU icon
317
Utilities Select Sector SPDR Fund
XLU
$20.7B
$110K 0.02%
2,098
+2,000
+2,041% +$105K
RDS.B
318
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$110K 0.02%
1,980
+20
+1% +$1.11K
IYE icon
319
iShares US Energy ETF
IYE
$1.16B
$107K 0.02%
2,810
– –
PRU icon
320
Prudential Financial
PRU
$37.2B
$107K 0.02%
1,500
-405
-21% -$28.9K
EUDG icon
321
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$79.1M
$107K 0.02%
+5,000
New +$107K
HIG icon
322
Hartford Financial Services
HIG
$37B
$106K 0.02%
2,401
– –
FLIR
323
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$105K 0.02%
+3,400
New +$105K
DXJ icon
324
WisdomTree Japan Hedged Equity Fund
DXJ
$3.78B
$104K 0.02%
2,686
-91
-3% -$3.52K
SJM icon
325
J.M. Smucker
SJM
$12B
$103K 0.02%
679
+95
+16% +$14.4K
11 12
13
14 15