We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
301
Travelers Companies
TRV
$80.5B
$124K 0.02%
1,045
– –
IMKTA icon
302
Ingles Markets
IMKTA
$1.65B
$123K 0.02%
3,300
+1,500
+83% +$55.5K
NKSH icon
303
National Bankshares
NKSH
$266M
$122K 0.02%
3,500
– –
VMC icon
304
Vulcan Materials
VMC
$36.5B
$121K 0.02%
1,006
– –
RAI
305
DELISTED
Reynolds American Inc
RAI
$121K 0.02%
2,254
-16
-0.7% -$804
OIH icon
306
VanEck Oil Services ETF
OIH
$1.94B
$120K 0.02%
205
– –
VRP icon
307
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$119K 0.02%
4,830
+295
+7% +$7.18K
CPGX
308
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$119K 0.02%
4,685
– –
BIIB icon
309
Biogen
BIIB
$30.5B
$118K 0.02%
490
– –
IGSB icon
310
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$117K 0.02%
2,210
-448
-17% -$23.6K
SCHW
311
Charles Schwab
SCHW
$187B
$116K 0.02%
4,600
-180
-4% -$5.12K
IJR icon
312
iShares Core S&P Small-Cap ETF
IJR
$111B
$115K 0.02%
1,980
+230
+13% +$13.1K
LNCE
313
DELISTED
Snyders-Lance, Inc.
LNCE
$113K 0.02%
3,356
+1
+0% +$32
VDC icon
314
Vanguard Consumer Staples ETF
VDC
$7.98B
$112K 0.02%
800
+320
+67% +$43.5K
CERN
315
DELISTED
Cerner Corp
CERN
$112K 0.02%
1,920
-1,030
-35% -$57.4K
GLW icon
316
Corning
GLW
$135B
$111K 0.02%
5,464
– –
XLU icon
317
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$110K 0.02%
4,196
+4,000
+2,041% +$98.6K
RDS.B
318
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$110K 0.02%
1,980
+20
+1% +$1.03K
EUDG icon
319
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.3M
$107K 0.02%
+5,000
New +$110K
IYE icon
320
iShares US Energy ETF
IYE
$1.72B
$107K 0.02%
2,810
– –
PRU icon
321
Prudential Financial
PRU
$41.9B
$107K 0.02%
1,500
-405
-21% -$30.6K
HIG icon
322
Hartford Financial Services
HIG
$39.6B
$106K 0.02%
2,401
– –
FLIR
323
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$105K 0.02%
+3,400
New +$106K
DXJ icon
324
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
$104K 0.02%
2,686
-91
-3% -$3.84K
SJM icon
325
J.M. Smucker
SJM
$12.7B
$103K 0.02%
679
+95
+16% +$12.6K
11 12
13
14 15

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.