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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
276
Accenture
ACN
$108B
$329K 0.03%
1,714
+169
+11% +$32.7K
LSI
277
DELISTED
Life Storage, Inc.
LSI
$329K 0.03%
4,683
+72
+2% +$4.89K
NVDA icon
278
NVIDIA
NVDA
$5.42T
$324K 0.03%
74,600
+59,200
+384% +$249K
VNQ icon
279
Vanguard Real Estate ETF
VNQ
$39.1B
$321K 0.03%
3,445
-339
-9% -$30.8K
IVE icon
280
iShares S&P 500 Value ETF
IVE
$49.8B
$319K 0.03%
2,680
+9
+0.3% +$1.06K
RGLD icon
281
Royal Gold
RGLD
$19.5B
$319K 0.03%
2,595
– –
BIL icon
282
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$318K 0.03%
3,472
-207
-6% -$18.9K
XLY icon
283
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$316K 0.03%
5,238
+266
+5% +$16K
ET icon
284
Energy Transfer Partners
ET
$69.3B
$314K 0.03%
24,038
+6,621
+38% +$92.3K
GQRE icon
285
FlexShares Global Quality Real Estate Index Fund
GQRE
$424M
$310K 0.03%
4,769
+172
+4% +$11.1K
GRMN
286
Garmin
GRMN
$60B
$310K 0.03%
3,671
+1,401
+62% +$113K
PNFP icon
287
Pinnacle Financial Partners Inc
PNFP
$15.8B
$309K 0.03%
5,458
-501
-8% -$28K
DLTR icon
288
Dollar Tree
DLTR
$25.2B
$307K 0.03%
2,697
– –
PYPL icon
289
PayPal
PYPL
$50.5B
$306K 0.03%
2,957
-2,748
-48% -$303K
VO icon
290
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$306K 0.03%
7,320
– –
PFF icon
291
iShares Preferred and Income Securities ETF
PFF
$13.2B
$304K 0.03%
8,118
+546
+7% +$20.3K
IZRL icon
292
ARK Israel Innovative Technology ETF
IZRL
$141M
$303K 0.03%
14,700
-1,200
-8% -$24.7K
SYY icon
293
Sysco
SYY
$40.3B
$303K 0.03%
3,826
-637
-14% -$46.8K
VTR icon
294
Ventas
VTR
$47.9B
$301K 0.03%
4,125
-1
-0% -$71
J icon
295
Jacobs Solutions
J
$17B
$299K 0.03%
3,952
-36
-0.9% -$2.58K
SCHO icon
296
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$298K 0.03%
11,790
-300
-2% -$7.58K
MDC
297
DELISTED
M.D.C. Holdings, Inc.
MDC
$298K 0.03%
7,470
-6,205
-45% -$218K
DVY icon
298
iShares Select Dividend ETF
DVY
$23.6B
$296K 0.03%
2,911
-309
-10% -$30.8K
BP icon
299
BP
BP
$107B
$290K 0.03%
7,653
-589
-7% -$22.5K
AMJ
300
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$288K 0.03%
12,380
-5,748
-32% -$139K
10 11
12
13 14

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.