We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
276
US Bancorp
USB
$99.6B
$154K 0.02%
3,592
-453
-11% -$19.2K
BIIB icon
277
Biogen
BIIB
$30.7B
$153K 0.02%
490
– –
SEP
278
DELISTED
Spectra Engy Parters Lp
SEP
$152K 0.02%
3,501
-2,037
-37% -$94K
RNST icon
279
Renasant Corp
RNST
$3.91B
$151K 0.02%
4,509
– –
IWB icon
280
iShares Russell 1000 ETF
IWB
$50.1B
$150K 0.02%
+1,252
New +$150K
RGLD icon
281
Royal Gold
RGLD
$19.5B
$149K 0.02%
1,932
– –
TEVA icon
282
Teva Pharmaceuticals
TEVA
$41.2B
$149K 0.02%
3,245
-4
-0.1% -$209
DON icon
283
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$148K 0.02%
4,911
+3,186
+185% +$96.8K
TIP icon
284
iShares TIPS Bond ETF
TIP
$14.5B
$146K 0.02%
1,259
+156
+14% +$18.1K
EPS icon
285
WisdomTree US LargeCap Fund
EPS
$1.65B
$145K 0.02%
6,000
– –
SCHW
286
Charles Schwab
SCHW
$187B
$145K 0.02%
4,600
– –
IWP icon
287
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$144K 0.02%
2,964
+900
+44% +$43.6K
IJR icon
288
iShares Core S&P Small-Cap ETF
IJR
$112B
$142K 0.02%
2,300
+320
+16% +$19.5K
VWO icon
289
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$139K 0.02%
3,705
-679
-15% -$25.3K
FNB icon
290
FNB Corp
FNB
$6.75B
$138K 0.02%
11,295
– –
PRK icon
291
Park National Corp
PRK
$3.67B
$137K 0.02%
1,428
– –
BSV icon
292
Vanguard Short-Term Bond ETF
BSV
$44.6B
$136K 0.02%
1,686
-181
-10% -$14.6K
VRP icon
293
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$136K 0.02%
5,334
+504
+10% +$12.8K
MLM icon
294
Martin Marietta Materials
MLM
$33B
$134K 0.02%
750
+10
+1% +$1.91K
WMB icon
295
Williams Companies
WMB
$86.1B
$134K 0.02%
4,390
-200
-4% -$5.31K
RDS.A
296
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$131K 0.02%
2,711
-230
-8% -$11.2K
ADM icon
297
Archer Daniels Midland
ADM
$36.9B
$130K 0.02%
3,090
– –
HEDJ icon
298
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$130K 0.02%
4,840
-460
-9% -$12.2K
POWA icon
299
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$130K 0.02%
+3,335
New +$131K
GLW icon
300
Corning
GLW
$143B
$129K 0.02%
5,464
– –
10 11
12
13 14

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.