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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDLS
276
DELISTED
WisdomTree International Hedged SmallCap Dividend Fund
HDLS
$146K 0.02%
6,714
+4,594
+217% +$104K
RNST icon
277
Renasant Corp
RNST
$3.96B
$145K 0.02%
4,509
+4,494
+29,960% +$150K
PACW
278
DELISTED
PacWest Bancorp
PACW
$145K 0.02%
3,648
-17,894
-83% -$702K
BHP icon
279
BHP
BHP
$223B
$143K 0.02%
5,621
+112
+2% +$2.79K
MLM icon
280
Martin Marietta Materials
MLM
$32.3B
$142K 0.02%
740
-10
-1% -$1.79K
MORL
281
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$142K 0.02%
9,500
-15,200
-62% -$209K
FNB icon
282
FNB Corp
FNB
$6.75B
$141K 0.02%
11,295
– –
HBI
283
DELISTED
Hanesbrands
HBI
$141K 0.02%
5,620
– –
EPS icon
284
WisdomTree US LargeCap Fund
EPS
$1.64B
$139K 0.02%
6,000
– –
RGLD icon
285
Royal Gold
RGLD
$18.5B
$139K 0.02%
1,932
-30
-2% -$1.78K
RIO icon
286
Rio Tinto
RIO
$162B
$139K 0.02%
4,442
+100
+2% +$2.99K
FEZ icon
287
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
$137K 0.02%
4,400
– –
HEDJ icon
288
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$133K 0.02%
5,300
– –
ADM icon
289
Archer Daniels Midland
ADM
$37.4B
$132K 0.02%
3,090
– –
SHW icon
290
Sherwin-Williams
SHW
$88.2B
$132K 0.02%
1,356
– –
PRK icon
291
Park National Corp
PRK
$3.71B
$131K 0.02%
1,428
– –
ORLY icon
292
O'Reilly Automotive
ORLY
$76.2B
$130K 0.02%
7,230
– –
SYK icon
293
Stryker
SYK
$129B
$130K 0.02%
1,086
+476
+78% +$53.2K
VVC
294
DELISTED
Vectren Corporation
VVC
$129K 0.02%
2,463
– –
TIP icon
295
iShares TIPS Bond ETF
TIP
$14.5B
$128K 0.02%
1,103
+130
+13% +$14.9K
TXN icon
296
Texas Instruments
TXN
$254B
$128K 0.02%
2,054
– –
MGC icon
297
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$127K 0.02%
1,780
– –
KDP icon
298
Keurig Dr Pepper
KDP
$41.3B
$125K 0.02%
1,300
– –
PCY icon
299
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$125K 0.02%
4,226
+2,692
+175% +$77.1K
NI icon
300
NiSource
NI
$20.8B
$124K 0.02%
4,685
– –
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.