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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
276
Hershey
HSY
$36.6B
$115K 0.02%
1,292
– –
ORLY icon
277
O'Reilly Automotive
ORLY
$76.3B
$115K 0.02%
6,825
-465
-6% -$8.06K
OIH icon
278
VanEck Oil Services ETF
OIH
$1.92B
$112K 0.02%
213
-27
-11% -$16.1K
KDP icon
279
Keurig Dr Pepper
KDP
$40.8B
$111K 0.02%
1,200
– –
GLW icon
280
Corning
GLW
$143B
$110K 0.02%
6,048
-405
-6% -$7.34K
WMB icon
281
Williams Companies
WMB
$86.1B
$110K 0.02%
4,315
-1,785
-29% -$62.4K
SWN
282
DELISTED
Southwestern Energy Company
SWN
$110K 0.02%
15,550
-3,800
-20% -$37.2K
MET icon
283
MetLife
MET
$62.1B
$107K 0.02%
2,508
+504
+25% +$22.2K
UL icon
284
Unilever
UL
$136B
$107K 0.02%
2,215
+68
+3% +$3.32K
CB icon
285
Chubb
CB
$135B
$106K 0.02%
910
+68
+8% +$7.69K
MLM icon
286
Martin Marietta Materials
MLM
$33B
$105K 0.02%
776
-2
-0.3% -$303
RAI
287
DELISTED
Reynolds American Inc
RAI
$104K 0.02%
2,270
– –
PFF icon
288
iShares Preferred and Income Securities ETF
PFF
$13.3B
$101K 0.02%
2,600
-200
-7% -$7.78K
HIG icon
289
Hartford Financial Services
HIG
$39.3B
$100K 0.02%
2,306
-98
-4% -$4.49K
VYM icon
290
Vanguard High Dividend Yield ETF
VYM
$82.8B
$100K 0.02%
1,513
– –
FHN icon
291
First Horizon
FHN
$12.1B
$99K 0.02%
6,854
– –
GS icon
292
Goldman Sachs
GS
$303B
$99K 0.02%
554
+23
+4% +$4.28K
BBDC icon
293
Barings BDC
BBDC
$965M
$97K 0.02%
5,100
– –
IDV icon
294
iShares International Select Dividend ETF
IDV
$8.51B
$97K 0.02%
+3,410
New +$101K
RWO icon
295
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$97K 0.02%
2,079
+926
+80% +$43.5K
KKR icon
296
KKR & Co
KKR
$92.3B
$96K 0.02%
6,211
+4
+0.1% +$68
MMP
297
DELISTED
Magellan Midstream Partners, L.P.
MMP
$96K 0.02%
1,416
-434
-23% -$28.1K
LSI
298
DELISTED
Life Storage, Inc.
LSI
$96K 0.02%
1,350
– –
BXLT
299
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$96K 0.02%
2,473
-750
-23% -$26.1K
FBIN icon
300
Fortune Brands Innovations
FBIN
$6.06B
$95K 0.02%
2,022
– –
10 11
12
13 14

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.