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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
(-4.9%)
Cap. Flow
+$64.5M
Cap. Flow
% of AUM
7.17%
Top 10 Holdings %
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$95.8M |
| 2 |
ARK Innovation ETF
ARKK
|
+$3.83M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.05M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$2.76M |
| 5 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$2.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$26.6M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$6.04M |
| 3 |
RTX Corp
RTX
|
+$4.17M |
| 4 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$4.03M |
| 5 |
Global X Renewable Energy Producers ETF
RNRG
|
+$3.43M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.4% |
| 2 | Technology | 5.12% |
| 3 | Healthcare | 3.27% |
| 4 | Energy | 2.86% |
| 5 | Consumer Staples | 2.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
General Mills
GIS
$19.7B
| $233K | 0.03% |
5,761
-1,513
| -21% | -$63.9K |
|
252
iShares Core US Aggregate Bond ETF
AGG
$138B
| $230K | 0.03% |
2,160
-493
| -19% | -$51.7K |
|
|
AGN
253
DELISTED
Allergan plc
AGN
| $223K | 0.02% |
1,570
-129
| -8% | -$21.1K |
|
254
BHP
BHP
$230B
| $221K | 0.02% |
5,022
| – | – |
|
|
SCHW
255
Charles Schwab
SCHW
$187B
| $221K | 0.02% |
5,185
+205
| +4% | +$9.27K |
|
256
Sysco
SYY
$40.3B
| $219K | 0.02% |
3,553
-319
| -8% | -$21.5K |
|
257
iShares Gold Trust
IAU
$64.4B
| $218K | 0.02% |
8,850
| – | – |
|
|
FOCS
258
DELISTED
Focus Financial Partners Inc. Class A
FOCS
| $215K | 0.02% |
+8,300
| New | +$290K |
|
259
Realty Income
O
$59.1B
| $214K | 0.02% |
3,559
| – | – |
|
260
First Trust Value Line Dividend Fund
FVD
$8.4B
| $213K | 0.02% |
7,273
| – | – |
|
261
iShares MSCI China ETF
MCHI
$6.38B
| $212K | 0.02% |
+3,957
| New | +$217K |
|
262
State Street SPDR S&P Bank ETF
KBE
$1.71B
| $208K | 0.02% |
5,330
+5,195
| +3,848% | +$220K |
|
263
Eaton
ETN
$174B
| $207K | 0.02% |
3,016
| – | – |
|
264
Archer Daniels Midland
ADM
$36.9B
| $204K | 0.02% |
4,882
| – | – |
|
265
Exelon
EXC
$47B
| $204K | 0.02% |
6,420
-350
| -5% | -$11.2K |
|
266
Gilead Sciences
GILD
$165B
| $198K | 0.02% |
2,901
+16
| +0.6% | +$1.12K |
|
267
Kraft Heinz
KHC
$30B
| $195K | 0.02% |
4,306
-75
| -2% | -$3.88K |
|
268
Welltower
WELL
$171B
| $195K | 0.02% |
2,828
-116
| -4% | -$7.89K |
|
269
Allstate
ALL
$67.5B
| $194K | 0.02% |
2,358
| – | – |
|
270
General Dynamics
GD
$106B
| $194K | 0.02% |
1,228
+131
| +12% | +$23.5K |
|
271
HF Sinclair
DINO
$14.5B
| $190K | 0.02% |
3,647
| – | – |
|
272
Align Technology
ALGN
$12.3B
| $189K | 0.02% |
1,000
| – | – |
|
273
iShares International Select Dividend ETF
IDV
$8.57B
| $189K | 0.02% |
6,423
+1,780
| +38% | +$54.6K |
|
274
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
| $186K | 0.02% |
2,037
| – | – |
|
275
General Motors
GM
$76.8B
| $186K | 0.02% |
5,421
-54
| -1% | -$1.86K |
|
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Carroll Financial Associates's Q4 2018 Portfolio in Review
As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.
- Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
- Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
- Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
- Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
- Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
- Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
- Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.
Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.