We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
251
Highland Opportunities and Income Fund
HFRO
$407M
$256K 0.03%
16,656
– –
DINO icon
252
HF Sinclair
DINO
$14.5B
$254K 0.03%
3,647
– –
IVE icon
253
iShares S&P 500 Value ETF
IVE
$49.8B
$251K 0.03%
2,171
+62
+3% +$7.12K
ADM icon
254
Archer Daniels Midland
ADM
$36.9B
$245K 0.03%
4,882
– –
SCHW
255
Charles Schwab
SCHW
$187B
$244K 0.03%
4,980
-15
-0.3% -$766
KHC icon
256
Kraft Heinz
KHC
$30B
$241K 0.03%
4,381
+269
+7% +$16.1K
SCHO icon
257
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$239K 0.03%
+9,680
New +$240K
VNQ icon
258
Vanguard Real Estate ETF
VNQ
$39.1B
$238K 0.03%
2,953
+290
+11% +$23.9K
XLY icon
259
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$235K 0.02%
4,012
+600
+18% +$34.2K
ALL icon
260
Allstate
ALL
$67.5B
$232K 0.02%
2,358
+1
+0% +$98
FVD icon
261
First Trust Value Line Dividend Fund
FVD
$8.4B
$230K 0.02%
7,273
-3,203
-31% -$101K
IHDG icon
262
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$227K 0.02%
7,075
-191
-3% -$6.17K
GD icon
263
General Dynamics
GD
$106B
$224K 0.02%
1,097
+10
+0.9% +$1.96K
ORLY icon
264
O'Reilly Automotive
ORLY
$76.3B
$224K 0.02%
9,690
– –
BHP icon
265
BHP
BHP
$230B
$223K 0.02%
5,022
+11
+0.2% +$477
DLTR icon
266
Dollar Tree
DLTR
$25.2B
$222K 0.02%
2,724
– –
GILD icon
267
Gilead Sciences
GILD
$165B
$222K 0.02%
2,885
-309
-10% -$23.3K
XLE icon
268
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$218K 0.02%
5,766
+2
+0% +$75
IGSB icon
269
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$217K 0.02%
4,188
– –
LH icon
270
Labcorp
LH
$25.9B
$217K 0.02%
1,455
– –
ROST icon
271
Ross Stores
ROST
$81.9B
$214K 0.02%
2,166
-24
-1% -$2.21K
INEQ
272
Columbia International Equity Income ETF
INEQ
$105M
$213K 0.02%
7,411
– –
SYK icon
273
Stryker
SYK
$130B
$211K 0.02%
1,189
+1
+0.1% +$171
ET icon
274
Energy Transfer Partners
ET
$69.3B
$210K 0.02%
12,091
+157
+1% +$2.79K
EXC icon
275
Exelon
EXC
$47B
$210K 0.02%
6,770
+4,438
+190% +$137K
9 10
11
12 13

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.