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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
251
BHP
BHP
$230B
$175K 0.03%
5,673
+52
+0.9% +$1.43K
MMP
252
DELISTED
Magellan Midstream Partners, L.P.
MMP
$175K 0.03%
2,480
+486
+24% +$34.7K
CB icon
253
Chubb
CB
$135B
$174K 0.03%
1,388
– –
PNC icon
254
PNC Financial Services
PNC
$101B
$173K 0.03%
1,929
– –
SYK icon
255
Stryker
SYK
$130B
$172K 0.03%
1,486
+400
+37% +$46.6K
TGT icon
256
Target
TGT
$68B
$171K 0.03%
2,492
+122
+5% +$8.74K
TMO icon
257
Thermo Fisher Scientific
TMO
$220B
$171K 0.03%
1,076
– –
BP icon
258
BP
BP
$107B
$169K 0.03%
5,730
-2,950
-34% -$85.6K
ROST icon
259
Ross Stores
ROST
$81.9B
$167K 0.03%
2,605
– –
ITC
260
DELISTED
ITC HOLDINGS CORP
ITC
$167K 0.03%
3,600
– –
VOO icon
261
Vanguard S&P 500 ETF
VOO
$1.01T
$165K 0.02%
833
– –
RTN
262
DELISTED
Raytheon Company
RTN
$165K 0.02%
1,214
-2
-0.2% -$278
HSY icon
263
Hershey
HSY
$36.6B
$163K 0.02%
1,706
-400
-19% -$42.3K
MGC icon
264
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$162K 0.02%
2,205
+425
+24% +$31.4K
OPPE
265
WisdomTree European Opportunities Fund
OPPE
$295M
$161K 0.02%
6,600
– –
VMC icon
266
Vulcan Materials
VMC
$36.9B
$161K 0.02%
1,416
+410
+41% +$48.3K
IUSG icon
267
iShares Core S&P US Growth ETF
IUSG
$33.7B
$160K 0.02%
3,770
– –
LH icon
268
Labcorp
LH
$25.9B
$158K 0.02%
1,339
– –
OIH icon
269
VanEck Oil Services ETF
OIH
$1.92B
$157K 0.02%
269
+64
+31% +$36.2K
SWN
270
DELISTED
Southwestern Energy Company
SWN
$157K 0.02%
11,350
-1,400
-11% -$19.4K
RDS.B
271
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$156K 0.02%
2,970
+990
+50% +$53K
IEUR icon
272
iShares Core MSCI Europe ETF
IEUR
$9.16B
$155K 0.02%
3,770
-1,190
-24% -$48.5K
TXN icon
273
Texas Instruments
TXN
$261B
$155K 0.02%
2,212
+158
+8% +$10.8K
F icon
274
Ford
F
$55.7B
$154K 0.02%
12,806
+177
+1% +$2.23K
MCK icon
275
McKesson
MCK
$101B
$154K 0.02%
928
+50
+6% +$9.32K
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.