CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ITC
251
DELISTED
ITC HOLDINGS CORP
ITC
$168K 0.03%
3,600
– –
EMC
252
DELISTED
EMC CORPORATION
EMC
$166K 0.03%
6,119
+340
+6% +$9.22K
TGT icon
253
Target
TGT
$42.3B
$165K 0.03%
2,370
– –
RTN
254
DELISTED
Raytheon Company
RTN
$165K 0.03%
1,216
-10
-0.8% -$1.36K
MCK icon
255
McKesson
MCK
$85.5B
$163K 0.03%
878
-45
-5% -$8.35K
TEVA icon
256
Teva Pharmaceuticals
TEVA
$21.7B
$163K 0.03%
3,249
+100
+3% +$5.02K
USB icon
257
US Bancorp
USB
$75.9B
$163K 0.03%
4,045
-397
-9% -$16K
IYW icon
258
iShares US Technology ETF
IYW
$23.1B
$161K 0.03%
6,140
– –
STT icon
259
State Street
STT
$32B
$161K 0.03%
3,000
– –
VOO icon
260
Vanguard S&P 500 ETF
VOO
$728B
$160K 0.03%
833
+295
+55% +$56.7K
SWN
261
DELISTED
Southwestern Energy Company
SWN
$160K 0.03%
12,750
-2,800
-18% -$35.1K
F icon
262
Ford
F
$46.7B
$158K 0.03%
12,629
-3,049
-19% -$38.1K
TMO icon
263
Thermo Fisher Scientific
TMO
$186B
$158K 0.03%
1,076
– –
FVD icon
264
First Trust Value Line Dividend Fund
FVD
$9.15B
$157K 0.03%
+5,837
New +$157K
PNC icon
265
PNC Financial Services
PNC
$80.5B
$157K 0.03%
1,929
-45
-2% -$3.66K
VWO icon
266
Vanguard FTSE Emerging Markets ETF
VWO
$97.2B
$154K 0.03%
4,384
+18
+0.4% +$632
IUSG icon
267
iShares Core S&P US Growth ETF
IUSG
$24.6B
$153K 0.03%
+3,770
New +$153K
RDS.A
268
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$153K 0.03%
2,788
+100
+4% +$5.49K
BX icon
269
Blackstone
BX
$133B
$152K 0.03%
6,230
– –
BSV icon
270
Vanguard Short-Term Bond ETF
BSV
$38.5B
$151K 0.03%
1,867
+197
+12% +$15.9K
OPPE
271
WisdomTree European Opportunities Fund
OPPE
$141M
$151K 0.03%
6,600
+600
+10% +$13.7K
MMP
272
DELISTED
Magellan Midstream Partners, L.P.
MMP
$151K 0.03%
1,994
+50
+3% +$3.79K
SLYV icon
273
SPDR S&P 600 Small Cap Value ETF
SLYV
$4.09B
$150K 0.03%
+3,016
New +$150K
LH icon
274
Labcorp
LH
$23.2B
$149K 0.02%
1,339
– –
ROST icon
275
Ross Stores
ROST
$49.4B
$147K 0.02%
2,605
+17
+0.7% +$959
9 10
11
12 13