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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITC
251
DELISTED
ITC HOLDINGS CORP
ITC
$168K 0.03%
3,600
– –
EMC
252
DELISTED
EMC CORPORATION
EMC
$166K 0.03%
6,119
+340
+6% +$9.19K
TGT icon
253
Target
TGT
$66.8B
$165K 0.03%
2,370
– –
RTN
254
DELISTED
Raytheon Company
RTN
$165K 0.03%
1,216
-10
-0.8% -$1.3K
MCK icon
255
McKesson
MCK
$102B
$163K 0.03%
878
-45
-5% -$7.89K
TEVA icon
256
Teva Pharmaceuticals
TEVA
$40.6B
$163K 0.03%
3,249
+100
+3% +$5.32K
USB icon
257
US Bancorp
USB
$99.4B
$163K 0.03%
4,045
-397
-9% -$16.5K
IYW icon
258
iShares US Technology ETF
IYW
$24.8B
$161K 0.03%
6,140
– –
STT icon
259
State Street
STT
$50.8B
$161K 0.03%
3,000
– –
VOO icon
260
Vanguard S&P 500 ETF
VOO
$1.01T
$160K 0.03%
833
+295
+55% +$56.2K
SWN
261
DELISTED
Southwestern Energy Company
SWN
$160K 0.03%
12,750
-2,800
-18% -$33.9K
F icon
262
Ford
F
$55B
$158K 0.03%
12,629
-3,049
-19% -$40.2K
TMO icon
263
Thermo Fisher Scientific
TMO
$214B
$158K 0.03%
1,076
– –
FVD icon
264
First Trust Value Line Dividend Fund
FVD
$8.38B
$157K 0.03%
+5,837
New +$152K
PNC icon
265
PNC Financial Services
PNC
$101B
$157K 0.03%
1,929
-45
-2% -$3.87K
VWO icon
266
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$154K 0.03%
4,384
+18
+0.4% +$615
IUSG icon
267
iShares Core S&P US Growth ETF
IUSG
$33.4B
$153K 0.03%
+3,770
New +$153K
RDS.A
268
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$153K 0.03%
2,941
+106
+4% +$5.11K
BX icon
269
Blackstone
BX
$107B
$152K 0.03%
6,230
– –
BSV icon
270
Vanguard Short-Term Bond ETF
BSV
$44.6B
$151K 0.03%
1,867
+197
+12% +$15.9K
OPPE
271
WisdomTree European Opportunities Fund
OPPE
$294M
$151K 0.03%
6,600
+600
+10% +$14.4K
MMP
272
DELISTED
Magellan Midstream Partners, L.P.
MMP
$151K 0.03%
1,994
+50
+3% +$3.55K
SLYV icon
273
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
$150K 0.03%
+3,016
New +$149K
LH icon
274
Labcorp
LH
$25.7B
$149K 0.02%
1,339
– –
ROST icon
275
Ross Stores
ROST
$81.6B
$147K 0.02%
2,605
+17
+0.7% +$944
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.