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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
226
iShares Silver Trust
SLV
$32B
$454K 0.04%
20,984
+17,253
+462% +$392K
GE icon
227
GE Aerospace
GE
$380B
$451K 0.03%
14,526
-1,001
-6% -$32.5K
VLUE icon
228
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$449K 0.03%
6,096
+3,090
+103% +$230K
LMT icon
229
Lockheed Martin
LMT
$139B
$447K 0.03%
1,166
-114
-9% -$43.5K
SNA icon
230
Snap-on
SNA
$21.3B
$442K 0.03%
3,010
– –
DD icon
231
DuPont de Nemours
DD
$19.1B
$439K 0.03%
6,317
-6,903
-52% -$484K
PKG icon
232
Packaging Corp of America
PKG
$22.7B
$439K 0.03%
+4,031
New +$412K
AGG icon
233
iShares Core US Aggregate Bond ETF
AGG
$137B
$436K 0.03%
3,694
-133
-3% -$15.8K
VWO icon
234
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$435K 0.03%
10,062
+1,215
+14% +$52.8K
RJF icon
235
Raymond James Financial
RJF
$34.5B
$433K 0.03%
8,937
-4,475
-33% -$217K
EPD icon
236
Enterprise Products Partners
EPD
$82B
$425K 0.03%
26,931
+470
+2% +$8.23K
TLT icon
237
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$415K 0.03%
2,546
-294
-10% -$48.8K
VCIT icon
238
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$414K 0.03%
4,330
-110
-2% -$10.6K
AEP icon
239
American Electric Power
AEP
$66.9B
$412K 0.03%
5,047
– –
IWM icon
240
iShares Russell 2000 ETF
IWM
$81.5B
$411K 0.03%
2,749
-29
-1% -$4.36K
JPST icon
241
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$408K 0.03%
8,045
-1,100
-12% -$55.9K
ACN icon
242
Accenture
ACN
$109B
$406K 0.03%
1,796
-59
-3% -$13.5K
EFAV icon
243
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$405K 0.03%
5,945
-1,069
-15% -$72.8K
BNDW icon
244
Vanguard Total World Bond ETF
BNDW
$1.89B
$400K 0.03%
4,895
+2,017
+70% +$165K
LNC icon
245
Lincoln National
LNC
$8.75B
$396K 0.03%
12,639
– –
TSM icon
246
TSMC
TSM
$2.17T
$396K 0.03%
4,885
+1,019
+26% +$77.4K
GQRE icon
247
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
$387K 0.03%
7,389
+180
+2% +$9.52K
VHT icon
248
Vanguard Health Care ETF
VHT
$19B
$387K 0.03%
1,901
+1
+0.1% +$202
ARKQ icon
249
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$384K 0.03%
6,707
+2,701
+67% +$148K
SSB icon
250
SouthState Bank Corp
SSB
$10.5B
$384K 0.03%
7,994
-200
-2% -$10.3K
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.