CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.49M
5
XOM icon
Exxon Mobil
XOM
$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K
3
WT icon
WisdomTree
WT
$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SGOL icon
226
abrdn Physical Gold Shares ETF
SGOL
$5.72B
$224K 0.03%
17,500
– –
VO icon
227
Vanguard Mid-Cap ETF
VO
$87.3B
$223K 0.03%
1,735
– –
BX icon
228
Blackstone
BX
$133B
$216K 0.03%
8,494
+2,264
+36% +$57.6K
KMI icon
229
Kinder Morgan
KMI
$59.1B
$216K 0.03%
9,356
-20,804
-69% -$480K
BCS.PRD.CL
230
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$216K 0.03%
8,300
– –
C icon
231
Citigroup
C
$176B
$215K 0.03%
4,559
+526
+13% +$24.8K
MINT icon
232
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$215K 0.03%
2,126
+28
+1% +$2.83K
GLD icon
233
SPDR Gold Trust
GLD
$112B
$210K 0.03%
1,675
– –
STT icon
234
State Street
STT
$32B
$208K 0.03%
3,000
– –
ARCC icon
235
Ares Capital
ARCC
$15.8B
$207K 0.03%
13,400
-1,500
-10% -$23.2K
ADBE icon
236
Adobe
ADBE
$148B
$206K 0.03%
1,904
– –
GD icon
237
General Dynamics
GD
$86.8B
$205K 0.03%
1,327
+44
+3% +$6.8K
ALGN icon
238
Align Technology
ALGN
$10.1B
$204K 0.03%
2,180
+10
+0.5% +$936
ESRX
239
DELISTED
Express Scripts Holding Company
ESRX
$201K 0.03%
2,853
-19
-0.7% -$1.34K
HDLS
240
DELISTED
WisdomTree International Hedged SmallCap Dividend Fund
HDLS
$200K 0.03%
8,530
+1,816
+27% +$42.6K
RF icon
241
Regions Financial
RF
$24.1B
$199K 0.03%
20,185
-686
-3% -$6.76K
ALL icon
242
Allstate
ALL
$53.1B
$198K 0.03%
2,868
+360
+14% +$24.9K
ET icon
243
Energy Transfer Partners
ET
$59.7B
$197K 0.03%
11,776
– –
PCY icon
244
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.24B
$196K 0.03%
6,402
+2,176
+51% +$66.6K
IYE icon
245
iShares US Energy ETF
IYE
$1.16B
$187K 0.03%
4,820
+2,010
+72% +$78K
XLV icon
246
Health Care Select Sector SPDR Fund
XLV
$34B
$183K 0.03%
2,545
-228
-8% -$16.4K
DEO icon
247
Diageo
DEO
$61.3B
$181K 0.03%
1,564
+12
+0.8% +$1.39K
META icon
248
Meta Platforms (Facebook)
META
$1.89T
$178K 0.03%
1,390
-150
-10% -$19.2K
BIV icon
249
Vanguard Intermediate-Term Bond ETF
BIV
$24.2B
$176K 0.03%
2,018
– –
FEZ icon
250
SPDR Euro Stoxx 50 ETF
FEZ
$4.52B
$176K 0.03%
5,400
+1,000
+23% +$32.6K
8 9
10
11 12