We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
226
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$224K 0.03%
17,500
– –
VO icon
227
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$223K 0.03%
6,940
– –
BX icon
228
Blackstone
BX
$110B
$216K 0.03%
8,494
+2,264
+36% +$59.7K
KMI icon
229
Kinder Morgan
KMI
$68.7B
$216K 0.03%
9,356
-20,804
-69% -$441K
BCS.PRD.CL
230
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$216K 0.03%
8,300
– –
C icon
231
Citigroup
C
$226B
$215K 0.03%
4,559
+526
+13% +$23.9K
MINT icon
232
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$215K 0.03%
2,126
+28
+1% +$2.84K
GLD icon
233
SPDR Gold Trust
GLD
$141B
$210K 0.03%
1,675
– –
STT icon
234
State Street
STT
$50.7B
$208K 0.03%
3,000
– –
ARCC icon
235
Ares Capital
ARCC
$14.4B
$207K 0.03%
13,400
-1,500
-10% -$23K
ADBE icon
236
Adobe
ADBE
$105B
$206K 0.03%
1,904
– –
GD icon
237
General Dynamics
GD
$106B
$205K 0.03%
1,327
+44
+3% +$6.56K
ALGN icon
238
Align Technology
ALGN
$12.3B
$204K 0.03%
2,180
+10
+0.5% +$904
ESRX
239
DELISTED
Express Scripts Holding Company
ESRX
$201K 0.03%
2,853
-19
-0.7% -$1.42K
HDLS
240
DELISTED
WisdomTree International Hedged SmallCap Dividend Fund
HDLS
$200K 0.03%
8,530
+1,816
+27% +$41.3K
RF icon
241
Regions Financial
RF
$26.8B
$199K 0.03%
20,185
-686
-3% -$6.42K
ALL icon
242
Allstate
ALL
$67.5B
$198K 0.03%
2,868
+360
+14% +$24.8K
ET icon
243
Energy Transfer Partners
ET
$69.3B
$197K 0.03%
11,776
– –
PCY icon
244
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$196K 0.03%
6,402
+2,176
+51% +$66K
IYE icon
245
iShares US Energy ETF
IYE
$1.71B
$187K 0.03%
4,820
+2,010
+72% +$76.6K
XLV icon
246
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$183K 0.03%
2,545
-228
-8% -$16.8K
DEO icon
247
Diageo
DEO
$53.6B
$181K 0.03%
1,564
+12
+0.8% +$1.37K
META icon
248
Meta Platforms (Facebook)
META
$1.51T
$178K 0.03%
1,390
-150
-10% -$18.6K
BIV icon
249
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$176K 0.03%
2,018
– –
FEZ icon
250
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$176K 0.03%
5,400
+1,000
+23% +$32.3K
8 9
10
11 12

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.