CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MINT icon
226
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$212K 0.04%
+2,098
New +$212K
ARCC icon
227
Ares Capital
ARCC
$15.8B
$211K 0.04%
14,900
-16,000
-52% -$227K
GLD icon
228
SPDR Gold Trust
GLD
$112B
$211K 0.04%
1,675
+995
+146% +$125K
PFF icon
229
iShares Preferred and Income Securities ETF
PFF
$14.5B
$211K 0.04%
5,306
+4,506
+563% +$179K
ABT icon
230
Abbott
ABT
$231B
$210K 0.04%
5,344
-577
-10% -$22.7K
FITB icon
231
Fifth Third Bancorp
FITB
$30.2B
$205K 0.03%
11,701
-55
-0.5% -$964
CXP
232
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$202K 0.03%
9,480
+2,407
+34% +$51.3K
BHI
233
DELISTED
Baker Hughes
BHI
$202K 0.03%
4,476
-900
-17% -$40.6K
KKR icon
234
KKR & Co
KKR
$121B
$201K 0.03%
16,293
+6,003
+58% +$74.1K
NSC icon
235
Norfolk Southern
NSC
$62.3B
$200K 0.03%
2,355
+335
+17% +$28.5K
XLV icon
236
Health Care Select Sector SPDR Fund
XLV
$34B
$198K 0.03%
2,773
– –
IEUR icon
237
iShares Core MSCI Europe ETF
IEUR
$6.86B
$195K 0.03%
4,960
-865
-15% -$34K
ADBE icon
238
Adobe
ADBE
$148B
$182K 0.03%
1,904
– –
CB icon
239
Chubb
CB
$111B
$181K 0.03%
1,388
– –
GD icon
240
General Dynamics
GD
$86.8B
$178K 0.03%
1,283
+40
+3% +$5.55K
BIV icon
241
Vanguard Intermediate-Term Bond ETF
BIV
$24.2B
$177K 0.03%
2,018
– –
RF icon
242
Regions Financial
RF
$24.1B
$177K 0.03%
20,871
+1,055
+5% +$8.95K
ALL icon
243
Allstate
ALL
$53.1B
$175K 0.03%
2,508
– –
DEO icon
244
Diageo
DEO
$61.3B
$175K 0.03%
1,552
+200
+15% +$22.6K
META icon
245
Meta Platforms (Facebook)
META
$1.89T
$175K 0.03%
1,540
+45
+3% +$5.11K
ALGN icon
246
Align Technology
ALGN
$10.1B
$174K 0.03%
2,170
– –
CORP icon
247
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.34B
$174K 0.03%
1,641
+1,025
+166% +$109K
CBI
248
DELISTED
Chicago Bridge & Iron Nv
CBI
$172K 0.03%
4,975
-2,562
-34% -$88.6K
C icon
249
Citigroup
C
$176B
$170K 0.03%
4,033
-771
-16% -$32.5K
ET icon
250
Energy Transfer Partners
ET
$59.7B
$169K 0.03%
11,776
– –
8 9
10
11 12