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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
226
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$212K 0.04%
+2,098
New +$212K
ARCC icon
227
Ares Capital
ARCC
$14.1B
$211K 0.04%
14,900
-16,000
-52% -$237K
GLD icon
228
SPDR Gold Trust
GLD
$138B
$211K 0.04%
1,675
+995
+146% +$120K
PFF icon
229
iShares Preferred and Income Securities ETF
PFF
$13.2B
$211K 0.04%
5,306
+4,506
+563% +$177K
ABT icon
230
Abbott
ABT
$187B
$210K 0.04%
5,344
-577
-10% -$23K
FITB
231
Fifth Third Bancorp
FITB
$51.7B
$205K 0.03%
11,701
-55
-0.5% -$987
CXP
232
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$202K 0.03%
9,480
+2,407
+34% +$52.1K
BHI
233
DELISTED
Baker Hughes
BHI
$202K 0.03%
4,476
-900
-17% -$40.8K
KKR icon
234
KKR & Co
KKR
$92.8B
$201K 0.03%
16,293
+6,003
+58% +$80.3K
NSC icon
235
Norfolk Southern
NSC
$76.9B
$200K 0.03%
2,355
+335
+17% +$28.5K
XLV icon
236
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$198K 0.03%
2,773
– –
IEUR icon
237
iShares Core MSCI Europe ETF
IEUR
$9.08B
$195K 0.03%
4,960
-865
-15% -$35.7K
ADBE icon
238
Adobe
ADBE
$103B
$182K 0.03%
1,904
– –
CB icon
239
Chubb
CB
$137B
$181K 0.03%
1,388
– –
GD icon
240
General Dynamics
GD
$105B
$178K 0.03%
1,283
+40
+3% +$5.58K
BIV icon
241
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$177K 0.03%
2,018
– –
RF icon
242
Regions Financial
RF
$26.8B
$177K 0.03%
20,871
+1,055
+5% +$9.55K
ALL icon
243
Allstate
ALL
$70.8B
$175K 0.03%
2,508
– –
DEO icon
244
Diageo
DEO
$51.6B
$175K 0.03%
1,552
+200
+15% +$21.6K
META icon
245
Meta Platforms (Facebook)
META
$1.5T
$175K 0.03%
1,540
+45
+3% +$5.18K
ALGN icon
246
Align Technology
ALGN
$12.1B
$174K 0.03%
2,170
– –
CORP icon
247
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$174K 0.03%
1,641
+1,025
+166% +$107K
CBI
248
DELISTED
Chicago Bridge & Iron Nv
CBI
$172K 0.03%
4,975
-2,562
-34% -$94.6K
C icon
249
Citigroup
C
$224B
$170K 0.03%
4,033
-771
-16% -$34.1K
ET icon
250
Energy Transfer Partners
ET
$71.2B
$169K 0.03%
11,776
– –
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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C
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.