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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRFT
226
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$93K 0.03%
1,666
-231
-12% -$12.5K
VIAB
227
DELISTED
Viacom Inc. Class B
VIAB
$91K 0.03%
1,070
+90
+9% +$7.66K
CNL
228
DELISTED
CLECO CRP (HOLDING CO)
CNL
$91K 0.03%
1,800
– –
PLPC icon
229
Preformed Line Products
PLPC
$2.28B
$89K 0.03%
1,300
– –
ROST icon
230
Ross Stores
ROST
$81.9B
$87K 0.03%
2,438
– –
AEP icon
231
American Electric Power
AEP
$68.4B
$86K 0.03%
1,695
+610
+56% +$29.6K
VMC icon
232
Vulcan Materials
VMC
$36.9B
$86K 0.03%
1,300
– –
DEM icon
233
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$85K 0.03%
1,730
+200
+13% +$9.51K
SHW icon
234
Sherwin-Williams
SHW
$89.8B
$85K 0.03%
1,299
+99
+8% +$6.39K
USB icon
235
US Bancorp
USB
$99.6B
$85K 0.03%
1,974
+648
+49% +$26.6K
MDT icon
236
Medtronic
MDT
$112B
$84K 0.03%
1,362
+142
+12% +$8.27K
IWN icon
237
iShares Russell 2000 Value ETF
IWN
$14.6B
$83K 0.03%
825
– –
UNM icon
238
Unum
UNM
$14.3B
$83K 0.03%
+2,361
New +$80.6K
AAN.A
239
DELISTED
The Aaron's Company Inc Class A
AAN.A
$82K 0.03%
2,700
– –
TMO icon
240
Thermo Fisher Scientific
TMO
$220B
$81K 0.03%
670
+150
+29% +$17.8K
SU icon
241
Suncor Energy
SU
$70.3B
$80K 0.03%
2,300
– –
CB
242
DELISTED
CHUBB CORPORATION
CB
$80K 0.03%
895
+75
+9% +$6.57K
GS icon
243
Goldman Sachs
GS
$303B
$78K 0.03%
479
+10
+2% +$1.68K
PAYX icon
244
Paychex
PAYX
$42.7B
$77K 0.03%
1,809
+72
+4% +$3.06K
CATO icon
245
Cato Corp
CATO
$66.1M
$75K 0.02%
+2,763
New +$78.8K
KMB icon
246
Kimberly-Clark
KMB
$36.5B
$75K 0.02%
705
+356
+102% +$36.9K
NLY icon
247
Annaly Capital Management
NLY
$17.4B
$75K 0.02%
+1,706
New +$73.7K
RTN
248
DELISTED
Raytheon Company
RTN
$74K 0.02%
746
+159
+27% +$15.1K
IVE icon
249
iShares S&P 500 Value ETF
IVE
$49.8B
$71K 0.02%
818
– –
POT
250
DELISTED
Potash Corp Of Saskatchewan
POT
$71K 0.02%
1,971
+9
+0.5% +$303
8 9
10
11 12

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.