We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-11.8%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$65.9M
AUM Growth
+$771K
Cap. Flow
+$17.6M
Cap. Flow %
26.77%
Top 10 Hldgs %
49.44%
Holding
89
New
19
Increased
16
Reduced
24
Closed
26

Top Buys

Rank Stock Value
1
EQIX icon
Equinix
EQIX
+$2.86M
2
ADT
ADT Corp
ADT
+$2.6M
3
IBB icon
iShares Biotechnology ETF
IBB
+$2.51M
4
WU icon
Western Union
WU
+$2.42M
5
KMI icon
Kinder Morgan
KMI
+$2.34M

Top Sells

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$2.29M
2
OKE icon
Oneok
OKE
+$1.97M
3
CME icon
CME Group
CME
+$1.74M
4
COF icon
Capital One
COF
+$1.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 28.55%
2 Energy 6.92%
3 Consumer Discretionary 6.91%
4 Healthcare 6.45%
5 Industrials 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVV
26
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$894K 1.36%
70,527
– –
PFE icon
27
Pfizer
PFE
$145B
$795K 1.21%
26,671
+11,069
+71% +$355K
MO icon
28
Altria Group
MO
$114B
$761K 1.16%
13,984
-6,712
-32% -$360K
FLOT icon
29
iShares Floating Rate Bond ETF
FLOT
$10.3B
$659K 1%
13,065
+435
+3% +$22K
HIO
30
Western Asset High Income Opportunity Fund
HIO
$338M
$612K 0.93%
130,471
-6,138
-4% -$30K
DXJ icon
31
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
$559K 0.85%
11,488
-694
-6% -$37.5K
VZ icon
32
Verizon
VZ
$195B
$515K 0.78%
+11,833
New +$546K
BMY icon
33
Bristol-Myers Squibb
BMY
$135B
$485K 0.74%
8,190
-2,025
-20% -$128K
SE
34
DELISTED
Spectra Energy Corp Wi
SE
$467K 0.71%
+17,775
New +$517K
LYB icon
35
LyondellBasell Industries
LYB
$19.7B
$459K 0.7%
+5,501
New +$489K
XLV icon
36
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$450K 0.68%
6,797
-320
-4% -$23.4K
MSFT icon
37
Microsoft
MSFT
$3.66T
$449K 0.68%
10,139
+297
+3% +$13.3K
XLP icon
38
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$449K 0.68%
9,511
-448
-4% -$21.8K
XLK icon
39
State Street Technology Select Sector SPDR ETF
XLK
$123B
$441K 0.67%
22,326
-1,088
-5% -$22.4K
XTL icon
40
State Street SPDR S&P Telecom ETF
XTL
$606M
$440K 0.67%
8,307
-436
-5% -$24.4K
XLU icon
41
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$427K 0.65%
19,744
-890
-4% -$19.2K
XLF icon
42
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
$424K 0.64%
21,301
-1,009
-5% -$21.4K
BLW icon
43
BlackRock Limited Duration Income Trust
BLW
$492M
$423K 0.64%
29,308
-1,551
-5% -$23K
NEA icon
44
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$422K 0.64%
32,398
-1,802
-5% -$23.2K
AFL icon
45
Aflac
AFL
$63.7B
$419K 0.64%
+14,428
New +$437K
PFF icon
46
iShares Preferred and Income Securities ETF
PFF
$13.3B
$408K 0.62%
10,571
+338
+3% +$13.2K
XLI icon
47
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$404K 0.61%
8,088
-360
-4% -$19K
HP icon
48
Helmerich & Payne
HP
$3.45B
$397K 0.6%
+8,393
New +$475K
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$395K 0.6%
2,063
+785
+61% +$159K
XLB icon
50
State Street Materials Select Sector SPDR ETF
XLB
$8.52B
$371K 0.56%
18,606
-884
-5% -$19.7K
1
2
3 4

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
ICMARC
International City Management Association Retirement Corp Washington, District of Columbia $195M AUM 10.82% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return

Alethea Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Alethea Capital Management held 89 positions worth $65.9M, up 1.2% from $65.1M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Alethea Capital Management deployed $17.6M of net new capital in Q3 2015, opening 19 new positions and adding to 16 existing holdings. Its largest new stake was Equinix: 10,446 shares worth $2.86M.

By sector, the portfolio is most concentrated in Financials at 29% of assets, down from 30% a quarter earlier, followed by Energy and Consumer Discretionary.

On the sell side, the largest reduction was CME Group, an estimated $1.74M trimmed.

  • Alethea Capital Management's largest Q3 2015 buy was Equinix: 10,446 shares worth $2.86M.
  • Alethea Capital Management added most to Western Union in Q3 2015, an estimated $2.42M increase.
  • Alethea Capital Management's biggest Q3 2015 reduction was CME Group, cutting an estimated $1.74M.
  • Alethea Capital Management fully exited Valero Energy in Q3 2015, selling an estimated $2.29M.
  • Alethea Capital Management's ten largest holdings make up 49% of its $65.9M portfolio in Q3 2015.
  • Alethea Capital Management opened 19 new positions and closed 26 in Q3 2015.
  • Alethea Capital Management's portfolio value rose 1.2% quarter-over-quarter to $65.9M.

Based on Alethea Capital Management's 13F filing for Q3 2015, filed 23 Oct 2015.