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Innovator US Equity Ultra Buffer ETF October
UOCT

33 hedge funds and large institutions have $19.2M invested in Innovator US Equity Ultra Buffer ETF October in 2022 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more capital invested

Capital invested by funds: $13.3M → $19.2M (+$5.88M)

7.8% more ownership

Funds ownership: 20.95% → 28.76% (+7.8%)

13% less funds holding

Funds holding: 38 → 33 (-5)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
33
Holders Change
-5
Holders Change %
-13.16%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
10
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
Osaic Holdings
Arizona
+$6.94M
2
MG
Mather Group
Illinois
+$465K
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$420K
4
AWA
Arete Wealth Advisors
Illinois
+$365K
5
SWP
Summit Wealth Partners
Florida
+$250K

Top Sellers

1
OMC
Old Mission Capital
Illinois
-$492K
2
WMS
Wealth Management Solutions
Pennsylvania
-$369K
3
KA
Kovack Advisors
Florida
-$274K
4
CAN
Cetera Advisor Networks
California
-$273K
5
DFA
DHJJ Financial Advisors
Illinois
-$229K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$189K +$195K +7,159 New
SWM
27
Sugarloaf Wealth Management
Georgia
$95K – – –
SWM
28
Spire Wealth Management
Virginia
$84K +$68.2K +2,500 +357%
CA
29
CoreCap Advisors
Michigan
$70K +$72.3K +2,652 New
AAP
30
Arax Advisory Partners
Colorado
$37K – – –
CFD
31
Creative Financial Designs
Indiana
$21K – – –
UBS Group
32
UBS Group
Switzerland
$17K +$2.43K +89 +16%
OMC
33
Old Mission Capital
Illinois
– -$492K -17,370 Closed
WMS
34
Wealth Management Solutions
Pennsylvania
– -$369K -13,022 Closed
KA
35
Kovack Advisors
Florida
– -$274K -9,712 Closed
CAN
36
Cetera Advisor Networks
California
– -$273K -9,642 Closed
DFA
37
DHJJ Financial Advisors
Illinois
– -$229K -8,085 Closed
SWA
38
Stratos Wealth Advisors
Ohio
– -$214K -7,568 Closed
HighTower Advisors
39
HighTower Advisors
Illinois
– -$208K -7,361 Closed
Koshinski Asset Management
40
Koshinski Asset Management
Illinois
– -$73.6K -2,600 Closed
WCAMG
41
Woodard & Company Asset Management Group
North Carolina
– -$28K -1,000 Closed
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
– -$23K -812 Closed
1
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UOCT Hedge Fund Activity: Q2 2022 in Review

33 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q2 2022, worth a combined $19.2M — up 44% from $13.3M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of UOCT and 5 opened new positions — a net loss of 5 holders — while 10 trimmed existing stakes and 8 added.

The largest buyer was Osaic Holdings, adding an estimated $6.94M. The largest seller was Old Mission Capital, exiting entirely with an estimated $492K sold.

  • 33 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q2 2022, down from 38 in Q1 2022.
  • Funds reported $19.2M of Innovator US Equity Ultra Buffer ETF October stock for Q2 2022, up 44% quarter-over-quarter.
  • 5 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q2 2022 and 10 closed out, a net change of -5 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q2 2022 was Osaic Holdings, an estimated $6.94M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q2 2022 was Old Mission Capital, an estimated $492K sold.

Based on aggregated 13F filings for Q2 2022.