UBS Group
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UBS Group’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

UBS Group’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$11.4K Buy
+299
New +$11.7K ﹤0.01% 8304
2025
Q3 		– Sell
-1,777
Closed -$65.4K – 10958
2025
Q2 		$65.4K Buy
+1,777
New +$62.4K ﹤0.01% 7561
2024
Q3 		– Sell
-221
Closed -$7.57K – 10089
2024
Q2 		$7.57K Buy
221
+126
+133% +$4.26K ﹤0.01% 7848
2024
Q1 		$3.19K Sell
95
-27
-22% -$891 ﹤0.01% 7765
2023
Q4 		$3.95K Buy
+122
New +$3.81K ﹤0.01% 7921
2023
Q3 		– Sell
-64
Closed -$1.91K – 9986
2023
Q2 		$1.91K Sell
64
-2,362
-97% -$68.8K ﹤0.01% 7836
2023
Q1 		$69.2K Sell
2,426
-1,222
-33% -$34.2K ﹤0.01% 6186
2022
Q4 		$99.5K Buy
+3,648
New +$98.7K ﹤0.01% 6105
2022
Q3 		– Sell
-657
Closed -$17K – 10951
2022
Q2 		$17K Buy
657
+89
+16% +$2.43K ﹤0.01% 7121
2022
Q1 		$16K Sell
568
-235
-29% -$6.6K ﹤0.01% 7756
2021
Q4 		$23K Buy
803
+535
+200% +$15.1K ﹤0.01% 7686
2021
Q3 		$7K Sell
268
-4,545
-94% -$126K ﹤0.01% 8334
2021
Q2 		$133K Buy
4,813
+1,559
+48% +$42.9K ﹤0.01% 5660
2021
Q1 		$89K Buy
3,254
+1,704
+110% +$46K ﹤0.01% 6056
2020
Q4 		$42K Buy
1,550
+1,418
+1,074% +$37.5K ﹤0.01% 6340
2020
Q3 		$3K Sell
132
-1,603
-92% -$41K ﹤0.01% 7566
2020
Q2 		$43K Buy
1,735
+318
+22% +$7.73K ﹤0.01% 5991
2020
Q1 		$33K Sell
1,417
-978
-41% -$23.9K ﹤0.01% 6145
2019
Q4 		$60K Buy
+2,395
New +$59.7K ﹤0.01% 6254
2019
Q1 		– Sell
-3,499
Closed -$81K – 8189
2018
Q4 		$81K Buy
+3,499
New +$83.2K ﹤0.01% 5718

Other funds holding UOCT

BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SWM
Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

UBS Group's UOCT Position: Q1 2026 in Review

UBS Group opened a new position in Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2026: 299 shares worth $11.4K. The stake represents ﹤0.01% of the portfolio and ranks #8304 among its holdings. This is a return to the name: UBS Group previously reported a position in UOCT as recently as Q2 2025.

UBS Group first reported a position in UOCT in Q4 2018 and has held it in 20 quarters since. The position peaked at $133K in Q2 2021. 91 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

  • UBS Group held 299 shares of Innovator US Equity Ultra Buffer ETF October worth $11.4K as of Q1 2026.
  • Innovator US Equity Ultra Buffer ETF October was a new UBS Group position in Q1 2026.
  • Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #8304 holding.
  • UBS Group first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2018 and has held it in 20 quarters since.
  • UBS Group's Innovator US Equity Ultra Buffer ETF October position peaked at $133K in Q2 2021.
  • 91 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.