Innovator US Equity Ultra Buffer ETF October
UOCT
30 hedge funds and large institutions have $37.6M invested in Innovator US Equity Ultra Buffer ETF October in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 5 closing their positions.
60% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 5
24% more capital invested
Capital invested by funds: $30.3M → $37.6M (+$7.36M)
11% more funds holding
Funds holding: 27 → 30 (+3)
1.49% more ownership
Funds ownership: 26.78% → 28.27% (+1.5%)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
11% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HighTower Advisors
Chicago,
Illinois
|
+$6.05M |
| 2 |
AIC
Ameritas Investment Company
Lincoln,
Nebraska
|
+$1.04M |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$766K |
| 4 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$636K |
| 5 |
Wolverine Trading
Chicago,
Illinois
|
+$478K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$905K |
| 2 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$568K |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$440K |
| 4 |
KP
Keel Point
Huntsville,
Alabama
|
-$283K |
| 5 |
AG
Advisor Group
Phoenix,
Arizona
|
-$280K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NFG
26
Next Financial Group
Houston,
Texas
| $70K | +$972 | +39 | +1% |
|
27
UBS Group
Zurich,
Switzerland
| $60K | +$59.7K | +2,395 | New |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $25K | – | – | – |
|
|
GWM
29
Geneos Wealth Management
Englewood,
Colorado
| $13K | – | – | – |
|
|
SHWM
30
Silicon Hills Wealth Management
Austin,
Texas
| $33 | +$50 | +2 | New |
|
|
31
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$905K | -36,329 | Closed |
|
|
SPC
32
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$568K | -22,792 | Closed |
|
|
KP
33
Keel Point
Huntsville,
Alabama
| – | -$283K | -11,379 | Closed |
|
|
DP
34
Denver PWM
Denver,
Colorado
| – | -$52.2K | -2,100 | Closed |
|
|
EWM
35
Elmwood Wealth Management
Berkeley,
California
| – | -$12K | -470 | Closed |
|
UOCT Hedge Fund Activity: Q4 2019 in Review
30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2019, worth a combined $37.6M — up 24% from $30.3M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new UOCT positions and 5 closed out — a net gain of 3 holders — while 8 added to existing stakes and 9 trimmed.
The largest buyer was HighTower Advisors, opening a new position worth an estimated $6.05M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $905K sold.
- 30 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2019, up from 27 in Q3 2019.
- Funds reported $37.6M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2019, up 24% quarter-over-quarter.
- 8 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2019 and 5 closed out, a net change of +3 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2019 was HighTower Advisors, an estimated $6.05M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2019 was Susquehanna International Group, an estimated $905K sold.
Based on aggregated 13F filings for Q4 2019.