Next Financial Group’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Next Financial Group’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$15K	Hold	517	–	–	﹤0.01%	2017
2021 Q3	$14K	Hold	517	–	–	﹤0.01%	1930
2021 Q2	$14K	Sell	517 -641	-55%	-$17.6K	﹤0.01%	1881
2021 Q1	$32K	Hold	1,158	–	–	﹤0.01%	1470
2020 Q4	$31K	Hold	1,158	–	–	﹤0.01%	1376
2020 Q3	$30K	Buy	+1,158	New	+$29.6K	﹤0.01%	1276
2020 Q2	–	Sell	-2,808	Closed	-$65K	–	1831
2020 Q1	$65K	Hold	2,808	–	–	0.01%	900
2019 Q4	$70K	Buy	2,808 +39	+1%	+$972	0.01%	1079
2019 Q3	$69K	Hold	2,769	–	–	0.01%	1036
2019 Q2	$69K	Buy	+2,769	New	+$67.9K	0.01%	1058

Other funds holding UOCT

HCM

Hudson Capital Management Ramsey, New Jersey $414M AUM 20.94% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return

Fermata Advisors Sonoma, California $495M AUM 20.19% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

VWA

V Wealth Advisors Overland Park, Kansas $125M AUM 24.7% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return

CFCI

Comprehensive Financial Consultants Institutional Bloomington, Indiana $378M AUM 23.74% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Next Financial Group's UOCT Position: Q4 2021 in Review

Next Financial Group held its Innovator US Equity Ultra Buffer ETF October (UOCT) position steady in Q4 2021 at 517 shares worth $15K. The position accounts for ﹤0.01% of the portfolio, ranked #2017.

Next Financial Group first reported a position in UOCT in Q2 2019 and has held it in 10 quarters since. The position peaked at $70K in Q4 2019. 41 funds tracked by Wall St. Rank hold UOCT as of Q4 2021.

Next Financial Group held 517 shares of Innovator US Equity Ultra Buffer ETF October worth $15K as of Q4 2021.
Next Financial Group left its Innovator US Equity Ultra Buffer ETF October share count unchanged in Q4 2021.
Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #2017 holding.
Next Financial Group first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2019 and has held it in 10 quarters since.
Next Financial Group's Innovator US Equity Ultra Buffer ETF October position peaked at $70K in Q4 2019.
41 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.